Joseph Jackson Schultz Jr.
Professional Summary
Joseph Jackson Schultz Jr., who also goes by Joseph Jackson Schultz, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Pace, Florida. Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Joseph has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joseph Jackson Schultz
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
8 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
Contact Information
Main Address
1007 Electric Ave, Vienna, VA 22180Mailing Address
1007 Electric Ave, Vienna, VA 22180Phone Number
(877) 221-8108Established
Virginia since 09/06/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Medium# of Employees
206SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
8,783AUM (Assets Under Management)
$2,100,125,394Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
State Registrations and Notice Filings
(3/22/2022)
(8/15/2022)
(1/31/2020)
(11/12/2019)
(11/19/2019)
(10/3/2022)
(6/16/2022)
(6/21/2022)
(7/26/2019)
(2/27/2019)
(2/28/2019)
(7/26/2019)
(8/15/2022)
(8/23/2019)
(3/2/2020)
(10/31/2019)
(12/5/2019)
(8/14/2019)
(10/23/2019)
(7/26/2019)
(8/21/2020)
(7/26/2019)
(6/22/2022)
(12/21/2021)
(1/24/2024)
(4/20/2020)
(9/6/2019)
(9/6/2019)
(8/16/2019)
(7/26/2019)
(5/29/2020)
(5/8/2020)
(11/26/2019)
(6/16/2022)
(7/24/2019)
(8/4/2025)
(8/5/2019)
(5/5/2024)
(6/4/2021)
(3/23/2022)
(3/22/2022)
(6/17/2022)
(3/23/2021)
(7/24/2019)
(11/5/2024)
(10/6/2023)
(10/8/2023)
(10/20/2023)
(10/20/2023)
(7/26/2019)
(6/16/2022)
(8/10/2022)
(8/11/2022)
(9/19/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 2018About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph Jackson Schultz Jr.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Jackson Schultz Jr.'s CRS (Customer Relationship Summary).
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