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AS

Andrew Scott

NETREX CAPITAL MARKETS
NORTH PALM BEACH, FL 33408
Some features on this profile are disabled
CRD#: 6805462
AS

Professional summary

Andrew Scott, who also goes by Andrew R. Scott, is a registered financial professional currently at NETREX CAPITAL MARKETS, LLC located in North Palm Beach, Florida.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2017. Andrew has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew R. Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Scott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 6, 2019 - Present

NETREX CAPITAL MARKETS, LLC

Office #1: 11811 Highway One Suite 102, North Palm Beach, FL 33408
BD
CRD#: 160529
NORTH PALM BEACH, FL
Past

September 18, 2017 - November 5, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
GARDEN CITY, NY
Past

August 3, 2017 - November 5, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
GARDEN CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/6/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/15/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/3/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NETREX CAPITAL MARKETS, LLC
CADENA SECURITIES SERVICES, LLC. | NETREX CAPITAL MARKETS, LLC

CRD#: 160529 / SEC#: , 8-69037

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
270 South Service Road Suite 45, Melville,, NY 11747-2339
Mailing Address
270 South Service Road Suite 45, Melville,, NY 11747-2339
Phone number
(631) 622-9479
Established
Florida since 03/07/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NETREX CAPITAL MARKETS HOLDINGS, LLC100% SOLE OWNER OF NETREX CAPITAL MARKETS, LLC
RAGLAND, CHRISTOPHER TODDELECTED MANAGER & MEMBER4282216
HOGAN, JOHN THOMASELECTED MANAGER & MEMBER7191557
TRUGLIO, GIUSEPPE MARCOELECTED MANAGER & MEMBER6805478
EDWARDS, MILES JOSHUACHIEF COMPLIANCE OFFICER & CHIEF EXECUTIVE OFFICER2040332
PASCUCCI, RALPH PATRICKELECTED MANAGER & MEMBER6903988
SCHILLING, MICHAEL JAMESFINANCIAL OPERATION PRINCIPAL (FINOP)2609624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NETREX CAPITAL MARKETS, LLC

CRD#: 160529North Palm Beach, FL 33408

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