Brian P. Heath

CONVICTION WEALTH MANAGEMENT LLC

Scotch Plains, NJ 07076

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CRD#: 6805343

Professional summary

Brian Patrick Heath, who also goes by Brian P Heath, Brian Heath, is a registered financial advisor currently at CONVICTION WEALTH MANAGEMENT LLC located in Scotch Plains, New Jersey.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Brian has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian P Heath | Brian Heath

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BPH Handyman Services LLC; Chief Executive Officer; Not Investment Related; 1934 Raritan Rd Scotch Plains NJ 07076; Description: Handyman services: repairs and improvements.; Responsibilities: Estimates, bookkeeping, advertising, service provider; Started 2025-04-27; 40 Hours per month/ 0 during trading hours; 15 Percent of total yearly compensation expected to be derived from the business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Patrick Heath's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2025 - Present

CONVICTION WEALTH MANAGEMENT LLC

Office #1: 1934 Raritan Rd, Scotch Plains, NJ 07076

RIA

CRD#: 332751

Scotch Plains, NJ

Past

May 19, 2023 - May 14, 2024

SAX WEALTH ADVISORS, LLC

RIA

CRD#: 119193

PARSIPPANY, NJ

Past

September 29, 2020 - April 21, 2023

T3 TRADING GROUP, LLC

CRD#: 154431

Millburn, NJ

Past

October 17, 2019 - September 1, 2020

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 133088

RED BANK, NJ

Past

August 9, 2019 - September 1, 2020

GARDEN STATE SECURITIES, INC.

CRD#: 10083

RED BANK, NJ

Past

September 25, 2018 - July 22, 2019

MAXIM GROUP LLC

CRD#: 120708

WOODBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/21/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/9/2021

General Securities Principal Examination

Current Firm

CONVICTION WEALTH MANAGEMENT LLC

CRD#: 332751 / SEC#:

New Jersey

Registered Investment Advisory firm - (2/24/2025 Approved)

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Contact information

Main Address

Scotch Plains, NJ

Mailing Address

Phone number

(908) 531-5607

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian P. Heath

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Patrick Heath's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAX WEALTH ADVISORS, LLC

T3 TRADING GROUP, LLC

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

GARDEN STATE SECURITIES, INC.

MAXIM GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2019

Series 63

Date: 11/21/2018

SIE

Date: 10/1/2018

Series 7

Date: 9/25/2018

Series 24

Date: 4/9/2021

Current Firm

CONVICTION WEALTH MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

CONVICTION WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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