Leah Nelson

THE TABLE FINANCIAL PLANNING

Saratoga Springs, UT

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CRD#: 6804551

Professional summary

Leah Nelson is a registered financial advisor currently at THE TABLE FINANCIAL PLANNING LLC located in Saratoga Springs, Utah.

Leah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Leah has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leah Nelson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 26, 2026 - Present

THE TABLE FINANCIAL PLANNING LLC

RIA

CRD#: 291812

Saratoga Springs, UT

Past

August 15, 2023 - March 25, 2025

DEL-SETTE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 159052

AMERICAN FORK, UT

Past

April 30, 2018 - October 16, 2020

SMEDLEY FINANCIAL SERVICES INC

RIA

CRD#: 110870

SALT LAKE CITY, UT

Past

March 19, 2018 - October 15, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/26/2026)

IAR

Florida
(3/13/2026)

IAR

Iowa
(2/26/2026)

IAR

Texas
(2/26/2026)

IAR

Virginia
(2/26/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/23/2018

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/4/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/2018

General Securities Representative Examination

Current Firm

THE TABLE FINANCIAL PLANNING LLC

THE TABLE FINANCIAL PLANNING | THE TABLE FINANCIAL PLANNING LLC

CRD#: 291812 / SEC#:

Arizona

Registered Investment Advisory firm - (8/22/2018 Approved)

California

Registered Investment Advisory firm - (4/8/2022 Approved)

Florida

Registered Investment Advisory firm - (3/19/2025 Approved)

Iowa

Registered Investment Advisory firm - (3/13/2024 Approved)

Kansas

Registered Investment Advisory firm - (12/31/2018 Terminated)

Texas

Registered Investment Advisory firm - (7/3/2024 Approved)

Virginia

Registered Investment Advisory firm - (6/29/2023 Approved)

Wyoming

Registered Investment Advisory firm - (10/27/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Fountain Hills, AZ

Mailing Address

Phone number

(618) 363-4050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	324
AUM (Assets Under Management)	$ 57,399,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leah Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leah Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE TABLE FINANCIAL PLANNING LLC

DEL-SETTE CAPITAL MANAGEMENT, LLC

SMEDLEY FINANCIAL SERVICES INC

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/23/2018

Series 7TO

Date: 6/4/2024

SIE

Date: 10/1/2018

Series 7

Date: 3/19/2018

Current Firm

THE TABLE FINANCIAL PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE TABLE FINANCIAL PLANNING LLC

TRUST BUT VERIFY

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