Isis L. Waites

TEMPERANCE WEALTH MANAGEMENT

Atlanta, GA

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CRD#: 6804210

Professional summary

Isis Lashae Waites, CFP® is a registered financial advisor currently at TEMPERANCE WEALTH MANAGEMENT located in Atlanta, Georgia.

Isis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Isis has worked at 6 firms and has passed the Series 66, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am a licensed insurance agent, not limited to work with any single company. In insurance, a certain percentage of premium produced is retained as compensation by insurance agents and brokers. Also known as acquisition cost.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isis Lashae Waites's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

January 29, 2025 - Present

TEMPERANCE WEALTH MANAGEMENT

RIA

CRD#: 334004

Atlanta, GA

Past

March 19, 2024 - September 11, 2024

ADVOCACY WEALTH MANAGEMENT, LLC

RIA

CRD#: 141943

ATLANTA, GA

Past

January 24, 2023 - December 20, 2023

ABG FINANCIAL SERVICES, INC.

RIA

CRD#: 170225

ATLANTA, GA

Past

July 15, 2020 - January 4, 2023

POLARIS WEALTH MANAGEMENT, LLC

RIA

CRD#: 305777

FLOSSMOOR, IL

Past

September 3, 2019 - June 10, 2020

ASSETMARK, INC.

RIA

CRD#: 109018

Chicago, IL

Past

August 31, 2017 - June 10, 2020

ASSETMARK BROKERAGE, LLC

CRD#: 169804

Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/3/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/25/2022

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 12/25/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/31/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TEMPERANCE WEALTH MANAGEMENT

TEMPERANCE FINANCIAL SERVICES, LTD. CO | TEMPERANCE WEALTH MANAGEMENT

CRD#: 334004 / SEC#:

Georgia

Registered Investment Advisory firm - (1/29/2025 Approved)

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Contact information

Main Address

Atlanta, GA

Mailing Address

650 Ponce De Leon Ave Ste 300 #1368, Atlanta, GA 30339

Phone number

(214) 228-5966

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Isis L. Waites

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isis Lashae Waites's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVOCACY WEALTH MANAGEMENT, LLC

ABG FINANCIAL SERVICES, INC.

POLARIS WEALTH MANAGEMENT, LLC

ASSETMARK, INC.

ASSETMARK BROKERAGE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/3/2019

Series 7TO

Date: 12/25/2022

Series 6TO

Date: 12/25/2022

SIE

Date: 10/1/2018

Series 7

Date: 8/17/2018

Series 6

Date: 8/31/2017

Current Firm

TEMPERANCE WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

TEMPERANCE WEALTH MANAGEMENT

TRUST BUT VERIFY

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