JL
Jonathan M. Lucente
CITIZENS SECURITIES
NEW YORK, NY 10019
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CRD#: 6804039
JL
Professional summary
Jonathan Matthew Lucente, who also goes by Jonathan Lucente, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in New York, New York and CITIZENS PRIVATE WEALTH located in New York, New York.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jonathan has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jonathan Lucente
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Matthew Lucente's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2025 - Present
CITIZENS SECURITIES, INC.
Office #1: 1301 Avenue Of The Americas 2nd Floor, New York, NY, 10019RIA
BD
CRD#: 39550
NEW YORK, NY
Current
July 15, 2025 - Present
CITIZENS PRIVATE WEALTH
Office #1: 1301 Avenue Of The Americas 34th Floor, New York, NY 10019RIA
CRD#: 106743
NEW YORK, NY
Current
June 24, 2025 - Present
CITIZENS SECURITIES, INC.
Office #1: 1301 Avenue Of The Americas 2nd Floor, New York, NY, 10019RIA
BD
CRD#: 39550
NEW YORK, NY
Past
January 7, 2025 - June 26, 2025
FLAGSTAR ADVISORS
RIA
CRD#: 104233
New York, NY
Past
March 27, 2024 - December 31, 2024
FLAGSTAR ADVISORS
RIA
CRD#: 104233
New York, NY
Past
April 28, 2022 - June 26, 2025
FLAGSTAR ADVISORS
BD
CRD#: 104233
New York, NY
Past
October 24, 2017 - April 11, 2022
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CITIZENS PRIVATE WEALTH
CITIZENS PRIVATE CLIENT | ESTATE PRESERVATION SERVICES, LLC | CLARFELD FINANCIAL ADVISORS, LLC | CLARFELD FINANCIAL ADVISORS INC | CLARFELD | CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
RIA
Registered Investment Advisory firm - (2/20/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/24/2025)
IAR
Arizona(7/8/2025)
RR
California(6/24/2025)
IAR
California(6/24/2025)
RR
Colorado(6/24/2025)
IAR
Colorado(6/24/2025)
RR
Connecticut(6/24/2025)
IAR
Connecticut(6/24/2025)
RR
Delaware(6/24/2025)
IAR
Delaware(6/24/2025)
RR
Florida(6/24/2025)
IAR
Florida(6/25/2025)
RR
Illinois(6/24/2025)
IAR
Illinois(6/24/2025)
RR
Massachusetts(6/24/2025)
RR
Michigan(6/24/2025)
IAR
Michigan(6/24/2025)
RR
Nevada(6/24/2025)
IAR
Nevada(6/25/2025)
RR
New Hampshire(6/24/2025)
IAR
New Hampshire(6/24/2025)
RR
New Jersey(6/24/2025)
IAR
New Jersey(6/24/2025)
RR
New Mexico(6/24/2025)
IAR
New Mexico(6/25/2025)
RR
New York(6/24/2025)
IAR
New York(6/24/2025)
RR
North Carolina(6/24/2025)
IAR
North Carolina(6/24/2025)
RR
Oregon(6/24/2025)
IAR
Oregon(6/24/2025)
RR
Pennsylvania(6/24/2025)
IAR
Pennsylvania(6/24/2025)
RR
Rhode Island(8/26/2025)
IAR
Rhode Island(8/26/2025)
RR
Tennessee(6/24/2025)
RR
Texas(6/24/2025)
IAR
Texas(6/24/2025)
RR
Washington(6/24/2025)
IAR
Washington(6/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CP
CITIZENS PRIVATE WEALTH
CITIZENS PRIVATE CLIENT | ESTATE PRESERVATION SERVICES, LLC | CLARFELD FINANCIAL ADVISORS, LLC | CLARFELD FINANCIAL ADVISORS INC | CLARFELD | CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
RIA
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Contact information
Main Address
520 White Plains Road 3rd Floor, Tarrytown, NY 10591
Mailing Address
Phone number
(914) 846-0100
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,846 |
| AUM (Assets Under Management) | $ 12,182,945,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 07/28/2023 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
