Max T. Weston
STRATEGIC ADVISERS LLC | Financial Consultant
WESTERVILLE, OH
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CRD#: 6803795
Professional summary
Max T. Weston, who also goes by Max T Weston, Max Trent Weston, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Westerville, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Columbus, Ohio.
Max is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Max has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Biography
As a Financial Consultant at the Columbus location, I put my many years of experience in financial planning to work for my clients. First I work to bring clarity to their goals and possibilities, then we take that clarity gained to co-create a plan that is actionable and easy to understand and implement. Finally, once that plan is implemented, my clients can count on my team and I's ongoing partnership and Fidelity's vast resources and support to guide you on your financial journey.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Max T Weston | Max Trent Weston
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Max T. Weston's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Bowling Green State University
Bachelor of Arts (BA) - Liberal Studies
2011
Indiana University
Bachelor of Arts (BA) - Industrial Design
2008
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1324 Polaris Pkwy Polaris Fashion Place, Columbus, OH 43240RIA
CRD#: 104555
WESTERVILLE, OH
Current
June 22, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1324 Polaris Pkwy Polaris Fashion Place, Columbus, OH 43240BD
CRD#: 7784
Columbus, OH
Past
September 15, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COLUMBUS, OH
Past
August 28, 2018 - May 21, 2021
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
PICKERINGTON, OH
Past
June 2, 2017 - May 21, 2021
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
PICKERINGTON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/21/2023)
RR
Arizona(5/3/2024)
RR
Arkansas(10/17/2025)
RR
California(12/14/2022)
RR
Florida(6/22/2021)
RR
Georgia(9/29/2023)
RR
Indiana(6/22/2021)
RR
Kentucky(6/22/2021)
RR
Michigan(6/22/2021)
RR
Missouri(5/9/2023)
RR
Nebraska(7/11/2022)
RR
Nevada(12/14/2022)
RR
North Carolina(9/29/2023)
RR
Ohio(6/23/2021)
IAR
Ohio(3/31/2025)
RR
Oregon(7/21/2023)
RR
Pennsylvania(6/22/2021)
RR
South Carolina(7/11/2022)
RR
South Dakota(1/20/2023)
RR
Tennessee(7/8/2022)
RR
Texas(3/4/2022)
IAR
Texas(3/31/2025)
RR
Virginia(8/19/2022)
RR
West Virginia(6/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/2/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Westerville, OHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
