CL
Conrad B. Levesque
PROSPERITY CAPITAL ADVISORS
Marietta, GA 30060
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CRD#: 6802894
CL
Professional summary
Conrad Brian Levesque, CFP®, who also goes by Conrad Levesque, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Marietta, Georgia.
Conrad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Conrad has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Conrad Levesque
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Conrad is the owner of Delvr Wealth, LLC. at 531 Roselane Street NW, Suite 400-204, Marietta, GA 30060. Mr. Levesque performs tax preparation and planning services through this company and spends approximately 10 hours per month on this activity during trading hours. This is not an investment related activity. 2) Mr. Levesque is a licensed insurance agent. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Levesque spends approx. 10 hrs/week during trading hours on this activity. 3) Mr. Levesque acts as the executor for Sarah Dryden. In this role he would be responsible for the distribution of the estate per the directions of Ms. Dryden. Ms. Dryden is not an advisory client. Mr. Levesque spends approximately 0-1 hours per month on this activity during non-trading hours and is not compensate for this position. This is not an investment related activity. 4) Mr. Levesque is the Owner of Delvr Wealth, LLC which is the operating entity for Mr. Levesque's advisory and insurance business. Mr. Levesque spends approximately forty hours per week during trading hours working under this entity.
CRS (Client Relationship Summary) - RIA
Click below to view Conrad Brian Levesque's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
January 10, 2022 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 531 Roseland Street Nw, Suite 400-204, Marietta, GA 30060RIA
CRD#: 156480
Marietta, GA
Past
May 27, 2020 - January 5, 2022
SOUTHPORT CAPITAL
RIA
CRD#: 113364
ATLANTA, GA
Past
October 7, 2017 - May 4, 2020
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
MARIETTA, GA
Past
October 6, 2017 - May 4, 2020
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
Marietta, GA
Past
September 18, 2017 - September 22, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(1/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
