Jonathan Edward Stein
Professional Summary
Jonathan Edward Stein is a registered financial advisor currently at CAPITAL CONNECT, LLC located in Vero Beach, Florida. Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2017. Jonathan has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
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Current Firm
CAPITAL CONNECT FL, LLC | CAPITAL CONNECT, LLC
Contact Information
Main Address
191 Silver Moss Drive, Vero Beach, FL 32963Mailing Address
191 Silver Moss Drive, Vero Beach, FL 32963Phone Number
(646) 265-2400Established
Wyoming since 10/18/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Jul 2017About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jonathan Edward Stein's CRS (Customer Relationship Summary).
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