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Michael Thomas Mann Md

EVAN CAPITAL
HOUSTON, TX
·CRD# 6802620·9 years experience

Professional Summary

Michael Thomas Mann MD, who also goes by Michael Thomas Mann, Mike Mann, is a registered financial advisor currently at EVAN CAPITAL located in Houston, Texas. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Thomas Mann, Mike Mann

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

EVAN CAPITAL·CRD# 282114
RIA
1800 Bering Drive Suite 730, Houston, TX 77057
June 14, 2017 - Present

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Current Firm

EC
EVAN CAPITAL

EVAN CAPITAL | EVAN CAPITAL LLC

CRD#: 282114
Texas
Registered Investment Advisory firm - Texas (3/1/2016 Approved)

Contact Information

Main Address

1800 Bering Drive Suite 730, Houston, TX 77057

Phone Number

(713) 322-8920

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

50

AUM (Assets Under Management)

$13,655,304

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Michael Thomas Mann is also a physician in Houston, TX working for American Physician Partners. Start: January 2019. Dr. Mann works approximately 24 hours per month and it is approximately 30% of his income.
(2) Dr. Mann is also a co-owner and physician of Southampton Medical and Wellness of Houston, PLLC. 2421 Tangley Street, Houston, TX 77005 Start: 8/1/2020. In this capacity Mr. Mann works approximately 40 hours a month and it is approximately 30% of his income.
(3) Dr. Mann is also an Advisory Board Member of the University of Houston College of Nursing Nurse Managed Telehealth Clinic. Start: 10/1/2020. He advises on the general operations of the clinic. This is a volunteer position to which Dr. Mann devotes approximately 3 hours per month.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(6/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2017About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Mann MD's CRS (Customer Relationship Summary).

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