Michael T. Mann

EVAN CAPITAL

Houston, TX 77057

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CRD#: 6802620

Professional summary

Michael Thomas Mann MD, who also goes by Michael Thomas Mann, Mike Mann, is a registered financial advisor currently at EVAN CAPITAL located in Houston, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Thomas Mann | Mike Mann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Michael Thomas Mann is also a physician in Houston, TX working for American Physician Partners. Start: January 2019. Dr. Mann works approximately 24 hours per month and it is approximately 30% of his income. (2) Dr. Mann is also a co-owner and physician of Southampton Medical and Wellness of Houston, PLLC. 2421 Tangley Street, Houston, TX 77005 Start: 8/1/2020. In this capacity Mr. Mann works approximately 40 hours a month and it is approximately 30% of his income. (3) Dr. Mann is also an Advisory Board Member of the University of Houston College of Nursing Nurse Managed Telehealth Clinic. Start: 10/1/2020. He advises on the general operations of the clinic. This is a volunteer position to which Dr. Mann devotes approximately 3 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Mann MD's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2017 - Present

EVAN CAPITAL

Office #1: 1800 Bering Drive Suite 730, Houston, TX 77057

RIA

CRD#: 282114

Houston, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2017

Uniform Investment Adviser Law Examination

Current Firm

EVAN CAPITAL

EVAN CAPITAL | EVAN CAPITAL LLC

CRD#: 282114 / SEC#:

Texas

Registered Investment Advisory firm - (3/1/2016 Approved)

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Contact information

Main Address

1800 Bering Drive Suite 730, Houston, TX 77057

Mailing Address

Phone number

(713) 322-8920

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 12,878,320

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael T. Mann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Mann MD's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVAN CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2017

Current Firm

EVAN CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EVAN CAPITAL

TRUST BUT VERIFY

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