Patrick E. Walsh
Professional summary
Patrick Edward Walsh is a registered financial advisor currently at SPEARHEAD ADMINISTRATIVE SERVICES, LLC located in South Hamilton, Massachusetts.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Patrick has worked at 2 firms and has passed the Series 3 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Edward Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2022 - Present
SPEARHEAD ADMINISTRATIVE SERVICES, LLC
November 13, 2018 - December 31, 2022
SPEARHEAD CAPITAL ADVISORS, LLC
Primary Firm SEC Registration
SPEARHEAD ADMINISTRATIVE SERVICES, LLC
CRD#: 319289 / SEC#: 801-123610
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/25/2022)
Current Firm
SPEARHEAD ADMINISTRATIVE SERVICES, LLC
CRD#: 319289 / SEC#: 801-123610
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 507 |
| AUM (Assets Under Management) | $ 2,156,059,612 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/08/2023 | ||
| 12/28/2022 |
Red Flags
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