Shawn Kim

MANHATTAN WEST ASSET MANAGEMENT

Los Angeles, CA 90067

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CRD#: 6802198

Professional summary

Shawn Kim is a registered financial advisor currently at MANHATTAN WEST ASSET MANAGEMENT, LLC located in Los Angeles, California.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Shawn has worked at 3 firms and has passed the Series 65, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Kim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2025 - Present

MANHATTAN WEST ASSET MANAGEMENT, LLC

Office #1: 1999 Avenue Of The Stars Suite 2500, Los Angeles, CA 90067

RIA

CRD#: 283630

Los Angeles, CA

Past

October 27, 2021 - August 8, 2025

HOLLENCREST CAPITAL MANAGEMENT, LLC

RIA

CRD#: 46217

NEWPORT BEACH, CA

Past

July 11, 2017 - December 31, 2019

G.RESEARCH, LLC

CRD#: 7353

RYE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MANHATTAN WEST ASSET MANAGEMENT, LLC

CRD#: 283630 / SEC#: 801-107862

RIA

Registered Investment Advisory firm - (6/1/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 8/16/2017

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 7/28/2017

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 7/8/2017

General Securities Representative Examination

Current Firm

MANHATTAN WEST ASSET MANAGEMENT, LLC

CRD#: 283630 / SEC#: 801-107862

RIA

Registered Investment Advisory firm - (6/1/2016 Approved)

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Contact information

Main Address

1999 Avenue Of The Stars Suite 2500, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 341-4585

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

FORM ADV WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	384
AUM (Assets Under Management)	$ 1,011,698,480

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/23/2025	Cover Page	Report
12/20/2024	Cover Page	Report
10/27/2023	Cover Page	Report
01/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shawn Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLLENCREST CAPITAL MANAGEMENT, LLC

G.RESEARCH, LLC

Primary Firm SEC Registration

MANHATTAN WEST ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/2021

SIE

Date: 10/1/2018

Series 87

Date: 8/16/2017

Series 86

Date: 7/28/2017

Series 7

Date: 7/8/2017

Current Firm

MANHATTAN WEST ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MANHATTAN WEST ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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