Brendan J. Mcauliffe

BMMS WEALTH ADVISORY LLC

Bellevue, WA 98004

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CRD#: 6801973

Professional summary

Brendan James Mcauliffe is a registered financial advisor currently at BMMS WEALTH ADVISORY LLC located in Bellevue, Washington.

Brendan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Brendan has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since December 2019 I am a 50% partner in and a CPA with BMMS Partners, PLLC, an affiliated accounting firm at the same location as the advisory firm. I spend the majority of my time working as a CPA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan James Mcauliffe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2020 - Present

BMMS WEALTH ADVISORY LLC

Office #1: 10655 Ne 4th St. Suite #300, Bellevue, WA 98004

RIA

CRD#: 309479

Bellevue, WA

Past

January 8, 2018 - December 10, 2019

BERNTSON PORTER WEALTH MANAGEMENT, LLC

RIA

CRD#: 116276

BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/26/2023)

IAR

Washington
(9/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/2018

Uniform Investment Adviser Law Examination

Current Firm

BMMS WEALTH ADVISORY LLC

CRD#: 309479 / SEC#:

California

Registered Investment Advisory firm - (5/26/2023 Approved)

Washington

Registered Investment Advisory firm - (9/25/2020 Approved)

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Contact information

Main Address

10655 Ne 4th St. Suite #300, Bellevue, WA 98004

Mailing Address

Phone number

(425) 283-5831

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brendan J. Mcauliffe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan James Mcauliffe's CRS (Customer Relationship Summary).

Certified licenses

Experience

BMMS WEALTH ADVISORY LLC

BERNTSON PORTER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/2018

Current Firm

BMMS WEALTH ADVISORY LLC

Contact information

Documents

Red Flags

Company Information

BMMS WEALTH ADVISORY LLC

TRUST BUT VERIFY

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