Kevin C. Brown

AIRWALLEX CAPITAL (US)

SAN FRANCISCO, CA 94105

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CRD#: 6801916

Professional summary

Kevin Carter Brown, who also goes by Kevin Brown, Kevin C. Brown, is a registered financial professional currently at AIRWALLEX CAPITAL (US) LLC located in San Francisco, California.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2017. Kevin has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin Brown | Kevin C. Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Carter Brown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2025 - Present

AIRWALLEX CAPITAL (US) LLC

Office #1: 188 Spear Street 9th Floor, San Francisco, CA, 94105

CRD#: 332388

SAN FRANCISCO, CA

Past

June 19, 2017 - July 23, 2019

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(1/26/2026)

Arizona
(3/18/2026)

Arkansas
(3/25/2026)

California
(1/24/2026)

Colorado
(1/30/2026)

Connecticut
(3/13/2026)

Delaware
(1/26/2026)

District of Columbia
(4/1/2026)

Florida
(1/26/2026)

Georgia
(3/13/2026)

Hawaii
(3/12/2026)

Idaho
(1/26/2026)

Illinois
(4/3/2026)

Indiana
(3/24/2026)

Iowa
(1/26/2026)

Kansas
(1/26/2026)

Kentucky
(1/26/2026)

Louisiana
(2/5/2026)

Maine
(2/26/2026)

Maryland
(3/12/2026)

Massachusetts
(3/30/2026)

Michigan
(1/26/2026)

Minnesota
(4/3/2026)

Mississippi
(4/14/2026)

Missouri
(3/20/2026)

Montana
(3/27/2026)

Nebraska
(3/13/2026)

Nevada
(1/26/2026)

New Hampshire
(3/11/2026)

New Jersey
(3/11/2026)

New Mexico
(3/13/2026)

New York
(1/24/2026)

North Carolina
(1/30/2026)

North Dakota
(3/17/2026)

Ohio
(3/13/2026)

Oklahoma
(1/26/2026)

Oregon
(3/19/2026)

Pennsylvania
(1/26/2026)

Rhode Island
(1/26/2026)

South Carolina
(3/23/2026)

South Dakota
(2/9/2026)

Utah
(2/4/2026)

Vermont
(1/26/2026)

Virgin Islands
(3/23/2026)

Virginia
(3/17/2026)

Washington
(1/26/2026)

West Virginia
(3/19/2026)

Wisconsin
(2/12/2026)

Wyoming
(1/30/2026)

Exams

State Security Law Exam

Series 63

Date: 1/24/2026

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/1/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/15/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AIRWALLEX CAPITAL (US) LLC

CRD#: 332388 / SEC#: , 8-71282

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

188 Spear Street 9th Floor, San Francisco, CA, 94105

Mailing Address

188 Spear Street 9th Floor, San Francisco, CA, 94105

Phone number

(310) 908-2515

Established

Delaware since 06/24/2024

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AIRWALLEX CAPITAL HOLDING (SINGAPORE) PTE LTD	SHAREHOLDER
DEDILECTIS, GARY JAMES	CFO & FINOP	1664764
PECZON, WALTER MARTIN	CEO & CCO	1762762
THATCHER, WILLIAM LESLIE	COO	2564782

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin C. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Carter Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

AIRWALLEX CAPITAL (US) LLC

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 1/24/2026

Series 7TO

Date: 12/1/2025

SIE

Date: 10/15/2025

Series 7

Date: 6/19/2017

FINRA

Current Firm

AIRWALLEX CAPITAL (US) LLC

Contact information

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

AIRWALLEX CAPITAL (US) LLC

TRUST BUT VERIFY

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