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KB

Kevin C. Brown

AIRWALLEX CAPITAL (US)
NEW YORK, NY 10003
CRD#: 6801916
Some features on this profile are disabled
KB
Kevin Carter BrownAIRWALLEX CAPITAL (US)

Professional summary

Kevin Carter Brown, who also goes by Kevin Brown, Kevin C. Brown, is a registered financial professional currently at AIRWALLEX CAPITAL (US) LLC located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2017. Kevin has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kevin Brown | Kevin C. Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Carter Brown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2025 - Present

AIRWALLEX CAPITAL (US) LLC

Office #1: 215 Park Avenue South 9th Floor, New York, NY, 10003
BD
CRD#: 332388
NEW YORK, NY
Past

June 19, 2017 - July 23, 2019

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(1/26/2026)
RR
Arizona
(3/18/2026)
RR
Arkansas
(3/25/2026)
RR
California
(1/24/2026)
RR
Colorado
(1/30/2026)
RR
Connecticut
(3/13/2026)
RR
Delaware
(1/26/2026)
RR
District of Columbia
(4/1/2026)
RR
Florida
(1/26/2026)
RR
Georgia
(3/13/2026)
RR
Hawaii
(3/12/2026)
RR
Idaho
(1/26/2026)
RR
Illinois
(4/3/2026)
RR
Indiana
(3/24/2026)
RR
Iowa
(1/26/2026)
RR
Kansas
(1/26/2026)
RR
Kentucky
(1/26/2026)
RR
Louisiana
(2/5/2026)
RR
Maine
(2/26/2026)
RR
Maryland
(3/12/2026)
RR
Massachusetts
(3/30/2026)
RR
Michigan
(1/26/2026)
RR
Minnesota
(4/3/2026)
RR
Mississippi
(4/14/2026)
RR
Missouri
(3/20/2026)
RR
Montana
(3/27/2026)
RR
Nebraska
(3/13/2026)
RR
Nevada
(1/26/2026)
RR
New Hampshire
(3/11/2026)
RR
New Jersey
(3/11/2026)
RR
New Mexico
(3/13/2026)
RR
New York
(1/24/2026)
RR
North Carolina
(1/30/2026)
RR
North Dakota
(3/17/2026)
RR
Ohio
(3/13/2026)
RR
Oklahoma
(1/26/2026)
RR
Oregon
(3/19/2026)
RR
Pennsylvania
(1/26/2026)
RR
Puerto Rico
(6/16/2026)
RR
Rhode Island
(1/26/2026)
RR
South Carolina
(3/23/2026)
RR
South Dakota
(2/9/2026)
RR
Tennessee
(5/18/2026)
RR
Texas
(6/4/2026)
RR
Utah
(2/4/2026)
RR
Vermont
(1/26/2026)
RR
Virgin Islands
(3/23/2026)
RR
Virginia
(3/17/2026)
RR
Washington
(1/26/2026)
RR
West Virginia
(3/19/2026)
RR
Wisconsin
(2/12/2026)
RR
Wyoming
(1/30/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/24/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/1/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/15/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/19/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AC
AIRWALLEX CAPITAL (US) LLC
AIRWALLEX CAPITAL (US) LLC

CRD#: 332388 / SEC#: , 8-71282

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
188 Spear Street 9th Floor, San Francisco, CA, 94105
Mailing Address
188 Spear Street 9th Floor, San Francisco, CA, 94105
Phone number
(310) 908-2515
Established
Delaware since 06/24/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
AIRWALLEX CAPITAL HOLDING (SINGAPORE) PTE LTDSHAREHOLDER
DEDILECTIS, GARY JAMESCFO & FINOP1664764
PECZON, WALTER MARTINCEO & CCO1762762
THATCHER, WILLIAM LESLIECOO2564782

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AIRWALLEX CAPITAL (US) LLC

CRD#: 332388New York, NY 10003

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