Ashlee D. Walton

JAMES INVESTMENT RESEARCH

Xenia, OH 45385

Some features on this profile are disabled

CRD#: 6801721

Professional summary

Ashlee Danette Walton, CFP®, who also goes by Ashlee D Argabrite, Ashlee D Walton, is a registered financial advisor currently at JAMES INVESTMENT RESEARCH INC located in Xenia, Ohio and GOLDSTONE FINANCIAL GROUP, LLC located in Oakbrook Terrace, Illinois.

Ashlee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Ashlee has worked at 4 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ashlee D Argabrite | Ashlee D Walton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED INSURANCE AGENT OFFERING LIFE AND FIXED ANNUITY SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashlee Danette Walton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

August 29, 2022 - Present

JAMES INVESTMENT RESEARCH INC

Office #1: 1349 Fairground Road, Xenia, OH 45385

RIA

CRD#: 110433

Xenia, OH

Current

March 7, 2024 - Present

GOLDSTONE FINANCIAL GROUP, LLC

Office #1: 18w140 Butterfield Road 16th Floor, Oakbrook Terrace, IL 60181

RIA

CRD#: 222520

Oakbrook Terrace, IL

Past

June 12, 2017 - December 2, 2021

BUCKINGHAM FINANCIAL GROUP, INC.

RIA

CRD#: 117982

DAYTON, OH

Past

June 12, 2017 - December 2, 2021

BUCKINGHAM CAPITAL MANAGEMENT, INC.

RIA

CRD#: 117984

DAYTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JAMES INVESTMENT RESEARCH INC

CRD#: 110433 / SEC#: 801-12359

RIA

Registered Investment Advisory firm - (10/2/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/7/2024)

IAR

Ohio
(8/29/2022)

IAR

Ohio
(3/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

JAMES INVESTMENT RESEARCH INC

CRD#: 110433 / SEC#: 801-12359

RIA

Registered Investment Advisory firm - (10/2/1976 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1349 Fairground Road, Xenia, OH 45385

Mailing Address

P. O. Box 8, Alpha, OH 45301

Phone number

(937) 426-7640

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JAMES INVESTMENT RESEARCH, INC. ADV PART 2 DECEMBER 27, 2023 (12/19/2024)

Regulatory assets under management

Total Number of Accounts	681
AUM (Assets Under Management)	$ 1,165,234,618

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Douglas Kinsey

ARTIFEX FINANCIAL GROUP, LLC

IAR

Oakwood, OH

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ashlee D. Walton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashlee Danette Walton's CRS (Customer Relationship Summary).

Certified licenses

Experience

JAMES INVESTMENT RESEARCH INC

GOLDSTONE FINANCIAL GROUP, LLC

BUCKINGHAM FINANCIAL GROUP, INC.

BUCKINGHAM CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

JAMES INVESTMENT RESEARCH INC

State Registrations and Notice Filings

Exams

Current Firm

JAMES INVESTMENT RESEARCH INC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JAMES INVESTMENT RESEARCH INC

TRUST BUT VERIFY

Similar Advisors