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RD

Rodrigo De Los Santos

PRAESTANTIA CAPITAL
SAN ANTONIO, TX 78249
Some features on this profile are disabled
CRD#: 6801588
RD

Professional summary

Rodrigo De Los Santos is a registered financial advisor currently at PRAESTANTIA CAPITAL, LLC located in San Antonio, Texas.

Rodrigo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Rodrigo has worked at 2 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodrigo De Los Santos's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 28, 2025 - Present

PRAESTANTIA CAPITAL, LLC

Office #1: 4630 North Loop 1604 W Suite #514, San Antonio, TX 78249
RIA
CRD#: 334865
SAN ANTONIO, TX
Past

August 29, 2017 - March 16, 2020

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
NEW YORK, NY
Past

August 1, 2017 - March 16, 2020

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(2/28/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/18/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/29/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/1/2017
General Securities Representative Examination

Current Firm

PC
PRAESTANTIA CAPITAL, LLC
PRAESTANTIA CAPITAL, LLC

CRD#: 334865 / SEC#: 801-132049

RIA
Registered Investment Advisory firm - (2/28/2025 120-Day Approval)
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Contact information

Main Address
4630 North Loop 1604 W Suite #514, San Antonio, TX 78249
Mailing Address
Phone number
(210) 852-7206
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2B - BROCHURE SUPPLEMENT - RODRIGO DE LOS SANTOS (6/3/2025)
FORM ADV PART 2A - FIRM BROCHURE (6/3/2025)

Regulatory assets under management

Total Number of Accounts11
AUM (Assets Under Management)$ 1,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRAESTANTIA CAPITAL, LLC

CRD#: 334865San Antonio, TX 78249

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