Rodrigo De Los Santos

PRAESTANTIA CAPITAL

SAN ANTONIO, TX 78249

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CRD#: 6801588

Professional summary

Rodrigo De Los Santos is a registered financial advisor currently at PRAESTANTIA CAPITAL, LLC located in San Antonio, Texas.

Rodrigo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Rodrigo has worked at 2 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodrigo De Los Santos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2025 - Present

PRAESTANTIA CAPITAL, LLC

Office #1: 4630 North Loop 1604 W Suite #514, San Antonio, TX 78249Office #2: 5718 Westheimer Road Ste #1000, Houston, TX 77057

RIA

CRD#: 334865

SAN ANTONIO, TX

Past

August 29, 2017 - March 16, 2020

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW YORK, NY

Past

August 1, 2017 - March 16, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/18/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/29/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/2017

General Securities Representative Examination

Current Firm

PRAESTANTIA CAPITAL, LLC

CRD#: 334865 / SEC#: 801-132049

RIA

Registered Investment Advisory firm - (12/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/19/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4630 North Loop 1604 W Suite #514, San Antonio, TX 78249

Mailing Address

Phone number

(210) 852-7206

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 7,406,558

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodrigo De Los Santos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodrigo De Los Santos's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRAESTANTIA CAPITAL, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/18/2025

Series 66

Date: 8/29/2017

SIE

Date: 10/1/2018

Series 7

Date: 8/1/2017

Current Firm

PRAESTANTIA CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRAESTANTIA CAPITAL, LLC

TRUST BUT VERIFY

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