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Bryan Baker
THRIVENT INVESTMENT MANAGEMENT
Dunlap, TN
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CRD#: 6801574
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Bryan BakerTHRIVENT INVESTMENT MANAGEMENT
Professional summary
Bryan Baker is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Dunlap, Tennessee.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Bryan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WAYNE COUNTY SPEEDWAY POSITION: Stock Car Racer NATURE: Recreational stock car racing just a few times a year while visiting my dad. We do receive a cash payout at the end of the night ranging from $50 - $200 per race. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/21/2025 ADDRESS: 1083 N Carr Rd, Orrville OH 44667, United States DESCRIPTION: Stock car racing on a dirt circle track US SOCCER FEDERATION POSITION: Referee NATURE: This is a soccer federation that I am connected with for referee licensing and training INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2025 ADDRESS: 461 Sandy Creek Rd, Fayetville GA 30214, United States DESCRIPTION: I will be officiating youth soccer for the program my kids play on. I anticipate my expenses being higher than my income, but will be paid for any games I officiate with varying rates. No games will take place during work hours and I don't plan to take on games outside of just a few to help out our kids' organization TAMBA BAY RV RENTALS LLC POSITION: Owner NATURE: RV Rentals connecting renters to owners and providing all of the marketing, logistics, delivery, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2025 ADDRESS: 5901 Erhardt Dr, Riverview FL 33578, United States DESCRIPTION: This is passive income where we will have no interactions with the actual renters. We simply provide the RV in times we are not using it and the company rents it out for us. THE TABLE POSITION: Pastor NATURE: My wife and I are in training to plant a church based out of our house. We have no plans of accepting payment for this as we both love our current jobs and want the church to have low overhead to focus finances more on the community than on our payment. I understand that I cannot be an advisor to anyone that would be a part of this ministry. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 02/07/2026 ADDRESS: 2089 Hudlow Loop Rd, Dunlap TN 37327, United States DESCRIPTION: We will meet once a week for a study that is designed to be a low lift for whoever is leading and we will rotate who is leading from time to time so that we can hear from other people. We will also spend time giving back to the community and serving with a focus on the youth, the homeless, and the elderly. AIR BNB POSITION: Home Partial Owner NATURE: We are renting out our primary residence any time we travel to help offset expenses. We will not rent to Thrivent clients or tie it to Thrivent or my role here in any way. My home office is actually locked for all rentals so it will be separated from all renters as well. Lastly, my wife does all of the work for managing the property so it will not disrupt my current role at all. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/16/2026 ADDRESS: 2089 Hudlow Loop Rd, Dunlap TN 37327, United States DESCRIPTION: I will not be actively involved in the rental process or management of it.
CRS (Client Relationship Summary) - RIA
Click below to view Bryan Baker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bryan Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
Dunlap, TN
Current
April 9, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S Msc 7100, Minneapolis, MN 55415RIA
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
April 19, 2018 - April 12, 2024
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Atlanta, GA
Past
February 28, 2018 - April 12, 2024
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Atlanta, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/15/2025)
RR
Alaska(4/15/2025)
RR
Arizona(4/15/2025)
RR
Arkansas(4/15/2025)
RR
California(4/15/2025)
RR
Colorado(4/15/2025)
RR
Connecticut(4/15/2025)
RR
Delaware(4/15/2025)
RR
District of Columbia(4/15/2025)
IAR
District of Columbia(4/15/2025)
RR
Florida(4/15/2025)
RR
Georgia(4/9/2025)
RR
Hawaii(4/15/2025)
RR
Idaho(4/15/2025)
RR
Illinois(4/15/2025)
RR
Indiana(4/15/2025)
RR
Iowa(4/15/2025)
RR
Kansas(4/15/2025)
RR
Kentucky(4/15/2025)
RR
Louisiana(4/15/2025)
RR
Maine(4/15/2025)
RR
Maryland(4/15/2025)
RR
Massachusetts(4/15/2025)
RR
Michigan(4/15/2025)
RR
Minnesota(4/15/2025)
RR
Mississippi(4/15/2025)
RR
Missouri(4/15/2025)
RR
Montana(4/15/2025)
RR
Nebraska(4/15/2025)
RR
Nevada(4/15/2025)
RR
New Hampshire(4/15/2025)
RR
New Jersey(4/15/2025)
RR
New Mexico(4/15/2025)
RR
New York(4/15/2025)
RR
North Carolina(4/15/2025)
RR
North Dakota(4/15/2025)
RR
Ohio(4/15/2025)
RR
Oklahoma(4/15/2025)
IAR
Oklahoma(4/15/2025)
RR
Oregon(4/15/2025)
RR
Pennsylvania(4/15/2025)
RR
Rhode Island(4/15/2025)
RR
South Carolina(4/15/2025)
RR
South Dakota(4/15/2025)
RR
Tennessee(4/15/2025)
IAR
Tennessee(8/4/2025)
RR
Texas(4/9/2025)
IAR
Texas(4/10/2025)
RR
Utah(4/15/2025)
RR
Vermont(4/15/2025)
RR
Virginia(4/15/2025)
RR
Washington(4/15/2025)
RR
West Virginia(4/15/2025)
RR
Wisconsin(4/15/2025)
RR
Wyoming(4/15/2025)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,901
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
| OHARA, BRANDON M | CHIEF COMPLIANCE OFFICER | 4798646 |
Regulatory assets under management
| Total Number of Accounts | 54,503 |
| AUM (Assets Under Management) | $ 20,769,867,010 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
