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Bryan Baker

THRIVENT INVESTMENT MANAGEMENT
Dunlap, TN
·CRD# 6801574·8 years experience

Professional Summary

Bryan Baker is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Dunlap, Tennessee. Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Bryan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

Current

THRIVENT INVESTMENT MANAGEMENT INC.Current·CRD# 18387
RIA
BD
1. Dunlap, TN2. Nova, OH3. 1031 Wellington Way, Lexington, KY 40513
April 10, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.Current·CRD# 18387
RIA
BD
1031 Wellington Way, Lexington, KY 40513
April 9, 2025 - Present

Past

CHARLES SCHWAB & CO., INC.Past·CRD# 5393
RIA
Atlanta, GA
April 19, 2018 - April 12, 2024
CHARLES SCHWAB & CO., INC.Past·CRD# 5393
BD
Atlanta, GA
February 28, 2018 - April 12, 2024

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Current Firm

TI
THRIVENT INVESTMENT MANAGEMENT INC.

AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.

CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

600 Portland Avenue South, Minneapolis, MN 55415

Mailing Address

600 Portland Avenue South, Minneapolis, MN 55415

Phone Number

+1 (800) 847-4836

Established

Delaware since 07/29/1986

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

3,901

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

THRIVENT INVESTMENT MANAGEMENT INC MANAGED ACCOUNTS PROGRAM (9/30/2026)

Direct owners and executive officers

NamePositionCRD#
THRIVENT FINANCIAL HOLDINGS, INC.OWNER—
ASK, ERIC ADIRECTOR5649938
BIRR, THOMAS JOHNVICE PRESIDENT4148092
BOUSU, CALEB ANTHONYDIRECTOR7877353
CECERE, NICHOLAS MDIRECTOR1513551
GILCHRIST, TONIA NICOLE JAMESCHIEF LEGAL OFFICER & SECRETARY4777233
JOHNSTON, PAUL ROBERTSDIRECTOR2065882
KLOSTER, DAVID JACOBPRESIDENT2523240
NORGARD, ANDREW DYLANTREASURER6868385
OHARA, BRANDON MCHIEF COMPLIANCE OFFICER4798646

Regulatory Assets Under Management

Total Number of Accounts

54,503

AUM (Assets Under Management)

$20,769,867,010

Disclosures

Regulatory Event

8

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/22/2026Cover PageReport
01/22/2026Cover PageReport
10/21/2024Cover PageReport
01/25/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WAYNE COUNTY SPEEDWAY POSITION: Stock Car Racer NATURE: Recreational stock car racing just a few times a year while visiting my dad. We do receive a cash payout at the end of the night ranging from $50 - $200 per race. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/21/2025 ADDRESS: 1083 N Carr Rd, Orrville OH 44667, United States DESCRIPTION: Stock car racing on a dirt circle track US SOCCER FEDERATION POSITION: Referee NATURE: This is a soccer federation that I am connected with for referee licensing and training INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2025 ADDRESS: 461 Sandy Creek Rd, Fayetville GA 30214, United States DESCRIPTION: I will be officiating youth soccer for the program my kids play on. I anticipate my expenses being higher than my income, but will be paid for any games I officiate with varying rates. No games will take place during work hours and I don't plan to take on games outside of just a few to help out our kids' organization TAMBA BAY RV RENTALS LLC POSITION: Owner NATURE: RV Rentals connecting renters to owners and providing all of the marketing, logistics, delivery, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2025 ADDRESS: 5901 Erhardt Dr, Riverview FL 33578, United States DESCRIPTION: This is passive income where we will have no interactions with the actual renters. We simply provide the RV in times we are not using it and the company rents it out for us. THE TABLE POSITION: Pastor NATURE: My wife and I are in training to plant a church based out of our house. We have no plans of accepting payment for this as we both love our current jobs and want the church to have low overhead to focus finances more on the community than on our payment. I understand that I cannot be an advisor to anyone that would be a part of this ministry. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 02/07/2026 ADDRESS: 2089 Hudlow Loop Rd, Dunlap TN 37327, United States DESCRIPTION: We will meet once a week for a study that is designed to be a low lift for whoever is leading and we will rotate who is leading from time to time so that we can hear from other people. We will also spend time giving back to the community and serving with a focus on the youth, the homeless, and the elderly. AIR BNB POSITION: Home Partial Owner NATURE: We are renting out our primary residence any time we travel to help offset expenses. We will not rent to Thrivent clients or tie it to Thrivent or my role here in any way. My home office is actually locked for all rentals so it will be separated from all renters as well. Lastly, my wife does all of the work for managing the property so it will not disrupt my current role at all. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/16/2026 ADDRESS: 2089 Hudlow Loop Rd, Dunlap TN 37327, United States DESCRIPTION: I will not be actively involved in the rental process or management of it.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.

AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.

CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/15/2025)
RR
Alaska
(4/15/2025)
RR
Arizona
(4/15/2025)
RR
Arkansas
(4/15/2025)
RR
California
(4/15/2025)
RR
Colorado
(4/15/2025)
RR
Connecticut
(4/15/2025)
RR
Delaware
(4/15/2025)
RR
District of Columbia
(4/15/2025)
IAR
District of Columbia
(4/15/2025)
RR
Florida
(4/15/2025)
RR
Georgia
(4/9/2025)
RR
Hawaii
(4/15/2025)
RR
Idaho
(4/15/2025)
RR
Illinois
(4/15/2025)
RR
Indiana
(4/15/2025)
RR
Iowa
(4/15/2025)
RR
Kansas
(4/15/2025)
RR
Kentucky
(4/15/2025)
IAR
Kentucky
(10/22/2026)
RR
Louisiana
(4/15/2025)
RR
Maine
(4/15/2025)
RR
Maryland
(4/15/2025)
RR
Massachusetts
(4/15/2025)
RR
Michigan
(4/15/2025)
RR
Minnesota
(4/15/2025)
RR
Mississippi
(4/15/2025)
RR
Missouri
(4/15/2025)
RR
Montana
(4/15/2025)
RR
Nebraska
(4/15/2025)
RR
Nevada
(4/15/2025)
RR
New Hampshire
(4/15/2025)
RR
New Jersey
(4/15/2025)
RR
New Mexico
(4/15/2025)
RR
New York
(4/15/2025)
RR
North Carolina
(4/15/2025)
RR
North Dakota
(4/15/2025)
RR
Ohio
(4/15/2025)
RR
Oklahoma
(4/15/2025)
IAR
Oklahoma
(4/15/2025)
RR
Oregon
(4/15/2025)
RR
Pennsylvania
(4/15/2025)
RR
Rhode Island
(4/15/2025)
RR
South Carolina
(4/15/2025)
RR
South Dakota
(4/15/2025)
RR
Tennessee
(4/15/2025)
IAR
Tennessee
(8/4/2025)
RR
Texas
(4/9/2025)
IAR
Texas
(4/10/2025)
RR
Utah
(4/15/2025)
RR
Vermont
(4/15/2025)
RR
Virginia
(4/15/2025)
RR
Washington
(4/15/2025)
RR
West Virginia
(4/15/2025)
RR
Wisconsin
(4/15/2025)
RR
Wyoming
(4/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2018About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2018About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Bryan Baker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Bryan Baker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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