Steven J. Kibbel

SHOREBREAK CAPITAL

Franklin, TN 37067-2716

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CRD#: 6800914

Professional summary

Steven Jay Kibbel, CFP®, who also goes by Steven Kibbel, is a registered financial advisor currently at SHOREBREAK CAPITAL, LLC located in Franklin, Tennessee.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Steven has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Kibbel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Jay Kibbel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

November 30, 2025 - Present

SHOREBREAK CAPITAL, LLC

Office #1: 725 Cool Springs Blvd Ste 600, Franklin, TN 37067-2716

RIA

CRD#: 283921

Franklin, TN

Past

July 15, 2020 - December 9, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

NASHVILLE, TN

Past

July 14, 2020 - December 9, 2025

LPL FINANCIAL LLC

CRD#: 6413

NASHVILLE, TN

Past

March 26, 2019 - March 20, 2020

BEACON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 156228

FRANKLIN, TN

Past

August 18, 2017 - March 14, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FRANKLIN, TN

Past

July 13, 2017 - March 14, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FRANKLIN, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(1/26/2026)

IAR

Texas
(11/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/16/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/2017

General Securities Representative Examination

Current Firm

SHOREBREAK CAPITAL, LLC

CRD#: 283921 / SEC#:

Florida

Registered Investment Advisory firm - (10/28/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (1/26/2026 Approved)

Texas

Registered Investment Advisory firm - (10/11/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2513 De Soto Dr., Austin, TX 78733

Mailing Address

Phone number

(512) 203-1905

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	186
AUM (Assets Under Management)	$ 21,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven J. Kibbel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Jay Kibbel's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHOREBREAK CAPITAL, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BEACON CAPITAL MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 8/16/2017

SIE

Date: 10/1/2018

Series 7

Date: 7/13/2017

Current Firm

SHOREBREAK CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SHOREBREAK CAPITAL, LLC

TRUST BUT VERIFY

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