Daniel A. Del Rio
Professional summary
Daniel Alejandro Del Rio, who also goes by Daniel Del Rio, Danny Alejandro Del Rio, is a registered financial advisor currently at HIGHRISE WEALTH MANAGEMENT located in Miami, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Daniel has worked at 2 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Alejandro Del Rio's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2021 - Present
HIGHRISE WEALTH MANAGEMENT
Office #1: 9495 Sw 72 St Unit 270b, Miami, FL 33156February 25, 2019 - October 25, 2021
EQUITABLE ADVISORS, LLC
April 19, 2018 - October 25, 2021
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/20/2021)
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationCurrent Firm
HIGHRISE WEALTH MANAGEMENT
CRD#: 316327 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 119 |
| AUM (Assets Under Management) | $ 14,651,695 |
Red Flags
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Company Information
HIGHRISE WEALTH MANAGEMENT
CRD#: 316327Miami, FL 33156TRUST BUT VERIFY
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