Benjamin H. Pearce

GUARDIAN CAPITAL

Wexford, PA 15090

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CRD#: 6800429

Professional summary

Benjamin Hayden Pearce is a registered financial advisor currently at GUARDIAN CAPITAL, LLC located in Wexford, Pennsylvania.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Benjamin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am looking to form an LLC for the purpose of selling wholesale consumer goods through various e-commerce avenues; namely amazon.com, as well as a possible self-created website platform. Although the company would utilize Amazon as a sales tool, there would be no possibility of receiving MNPI from the company, or of stock reimbursement. The proposed company would create a brand to market and sell its private-label goods.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Hayden Pearce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2025 - Present

GUARDIAN CAPITAL, LLC

Office #1: 109 Vip Drive, Wexford, PA 15090

RIA

CRD#: 156015

Wexford, PA

Past

January 11, 2019 - February 11, 2025

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

January 3, 2019 - February 11, 2025

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PITTSBURGH, PA

Past

May 11, 2018 - November 1, 2018

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PITTSBURGH, PA

Past

May 11, 2018 - November 1, 2018

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

August 31, 2017 - February 27, 2018

EDWARD JONES

RIA

CRD#: 250

SEWICKLEY, PA

Past

July 12, 2017 - February 27, 2018

EDWARD JONES

CRD#: 250

SEWICKLEY, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN CAPITAL, LLC

CRD#: 156015 / SEC#: 801-131430

RIA

Registered Investment Advisory firm - (11/6/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/13/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/25/2025)

IAR

Texas
(2/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/29/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/12/2017

General Securities Representative Examination

Current Firm

GUARDIAN CAPITAL, LLC

CRD#: 156015 / SEC#: 801-131430

RIA

Registered Investment Advisory firm - (11/6/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/13/2024 Terminated)

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Contact information

Main Address

109 Vip Drive, Wexford, PA 15090

Mailing Address

Phone number

(724) 934-3050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART SEC 2A (5/1/2025)

Regulatory assets under management

Total Number of Accounts	269
AUM (Assets Under Management)	$ 102,626,600

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Benjamin H. Pearce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Hayden Pearce's CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

GUARDIAN CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/29/2017

SIE

Date: 10/1/2018

Series 7

Date: 7/12/2017

Current Firm

GUARDIAN CAPITAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN CAPITAL, LLC

TRUST BUT VERIFY

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