Joseph A. Nappi

LEGACY FOLIOS

MCKINNEY, TX 75069

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CRD#: 6799540

Professional summary

Joseph Anthony Nappi is a registered financial advisor currently at LEGACY FOLIOS located in Mckinney, Texas.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Joseph has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Anthony Nappi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2026 - Present

LEGACY FOLIOS

Office #1: 208 S Johnson Street Suite 101, Mckinney, TX 75069

RIA

CRD#: 323319

MCKINNEY, TX

Past

October 29, 2025 - February 26, 2026

CSENGE ADVISORY GROUP, LLC

RIA

CRD#: 131167

Dallas, TX

Past

July 16, 2024 - July 17, 2025

PEAK AMERICAN INVESTMENT ADVISORS, INC.

RIA

CRD#: 145056

PLANO, TX

Past

August 16, 2022 - June 18, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SOUTHLAKE, TX

Past

July 2, 2022 - June 18, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SOUTHLAKE, TX

Past

August 6, 2018 - May 18, 2022

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/5/2018

General Securities Representative Examination

Current Firm

LEGACY FOLIOS

LEGACY FOLIOS | LEGACY FOLIOS LLC

CRD#: 323319 / SEC#:

Texas

Registered Investment Advisory firm - (9/21/2022 Approved)

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Contact information

Main Address

Mckinney, TX

Mailing Address

Phone number

(888) 985-6905

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	123
AUM (Assets Under Management)	$ 69,979,594

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph A. Nappi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Anthony Nappi's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY FOLIOS

CSENGE ADVISORY GROUP, LLC

PEAK AMERICAN INVESTMENT ADVISORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/2022

Series 63

Date: 9/8/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/5/2018

Current Firm

LEGACY FOLIOS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEGACY FOLIOS

TRUST BUT VERIFY

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