Robert D. Perkins

FSP ADVISORS

Rochester, NY 14623

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CRD#: 6799321

Professional summary

Robert Daniel Perkins, who also goes by Robert Perkins, is a registered financial advisor currently at FSP ADVISORS, INC. located in Rochester, New York and LEIGH BALDWIN & CO., LLC located in Rochester, New York.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Robert has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Perkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

11/2018: Fixed Insurance, life, DI, LTC, Health; 10-15 hours/week; no ownership; non investment related. 11/2018: Investment Advisor Representative through FSP Advisors, Inc. 5/2025: Perkins Financial Services; DBA for financial related business during business hours; 100% owner; investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Daniel Perkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2021 - Present

FSP ADVISORS, INC.

Office #1: 900 Jefferson Road Suite 301, Rochester, NY 14623

RIA

CRD#: 158482

Rochester, NY

Current

December 14, 2018 - Present

LEIGH BALDWIN & CO., LLC

Office #1: 900 Jefferson Road Ste 301, Rochester, NY 14623

RIA

CRD#: 38751

Rochester, NY

Past

July 20, 2017 - November 28, 2018

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ROCHESTER, NY

Past

June 5, 2017 - November 28, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/10/2020)

New York
(12/14/2018)

IAR

New York
(4/24/2021)

North Carolina
(6/8/2020)

Pennsylvania
(1/9/2019)

South Carolina
(6/8/2020)

Tennessee
(6/8/2020)

Texas
(5/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/1/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FSP ADVISORS, INC.

FINANCIAL SERVICE PARTNERS ADVISORY | RUIZ, JULIAN, JOAQUIN | LEIGH BALDWIN & CO., LLC | FSP ADVISORS, INC.

CRD#: 158482 / SEC#:

New York

Registered Investment Advisory firm - (10/26/2011 Approved)

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Contact information

Main Address

900 Jefferson Road Suite 301, Rochester, NY 14623-3238

Mailing Address

900 Jefferson Road Suite 301, Rochester, NY 14623

Phone number

(585) 697-2958

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 32,628,445

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert D. Perkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Daniel Perkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSP ADVISORS, INC.

LEIGH BALDWIN & CO., LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2017

SIE

Date: 10/1/2018

Series 7

Date: 6/4/2017

Series 24

Date: 2/1/2021

FINRA

Current Firm

FSP ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FSP ADVISORS, INC.

TRUST BUT VERIFY

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