Joseph M. Iafelice

CURRAN FINANCIAL PARTNERS

DANIEL ISLAND, SC 29492

Some features on this profile are disabled

CRD#: 6799248

Professional summary

Joseph Michael Iafelice, who also goes by Joe Iafelice, Joseph M Iafelice, is a registered financial advisor currently at CURRAN FINANCIAL PARTNERS, LLC located in Daniel Island, South Carolina.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Joseph has worked at 2 firms and has passed the Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Iafelice | Joseph M Iafelice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Iafelice's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2023 - Present

CURRAN FINANCIAL PARTNERS, LLC

Office #1: 115 River Landing Dr Suite 200, Daniel Island, SC 29492

RIA

CRD#: 281943

DANIEL ISLAND, SC

Past

May 18, 2018 - December 12, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Columbus, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CURRAN FINANCIAL PARTNERS, LLC

CURRAN FINANCIAL PARTNERS, LLC | MOUNTAIN LAUREL INVESTMENT GROUP, LLC

CRD#: 281943 / SEC#: 801-119322

RIA

Registered Investment Advisory firm - (8/20/2020 Approved)

Georgia

Registered Investment Advisory firm - (11/2/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (8/31/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (8/29/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(9/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/2/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/18/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CURRAN FINANCIAL PARTNERS, LLC

CURRAN FINANCIAL PARTNERS, LLC | MOUNTAIN LAUREL INVESTMENT GROUP, LLC

CRD#: 281943 / SEC#: 801-119322

RIA

Registered Investment Advisory firm - (8/20/2020 Approved)

Georgia

Registered Investment Advisory firm - (11/2/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (8/31/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (8/29/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

115 River Landing Dr Suite 200, Daniel Island, SC 29492

Mailing Address

Phone number

(843) 300-1182

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	3,590
AUM (Assets Under Management)	$ 592,868,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jackson Tiller

NYLIFE SECURITIES LLC

CHARLESTON, SC

Roger Johnson

ACT ADVISORS

IAR

Mt. Pleasant, SC

Jeremy Ellisor

CONVERGENT FINANCIAL GROUP

IAR

Mount Pleasant, SC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph M. Iafelice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Iafelice's CRS (Customer Relationship Summary).

Certified licenses

Experience

CURRAN FINANCIAL PARTNERS, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

CURRAN FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/2/2023

SIE

Date: 10/1/2018

Series 6

Date: 5/18/2018

Current Firm

CURRAN FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CURRAN FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors