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Benjamin P. Wynd
WESTMINSTER FINANCIAL ADVISORY CORP
Franklin, TN 37067
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CRD#: 6798961
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Professional summary
Benjamin Patrick Wynd, who also goes by Ben Wynd, is a registered financial advisor currently at WESTMINSTER FINANCIAL ADVISORY CORP located in Franklin, Tennessee and SMITH WYND CAPITAL LLC located in Franklin, Tennessee.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Benjamin has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Wynd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SMILEY SMITH WYND LLC, PARTNER, CPA BUSINESS, FRANKLIN TN. FRANKLIN CAPITAL GROUP DBA FCG, PARTNER,HOLDS INVESTMENTS SSW CAPITAL, PARTNER, HOLDS INVESTMENTS SMITH WYND & CO LLC (DBA "SWCO"), ESTABLISHED ON 10/04/2020, SPECIALIZING IN BUSINESS BROKERAGE. IT ASSISTS CLIENTS IN SELLING SMALL PRIVATE COMPANIES.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Patrick Wynd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2017 - Present
WESTMINSTER FINANCIAL ADVISORY CORP
Office #1: 9000 Carothers Pkwy, Suite 100, Franklin, TN 37067RIA
CRD#: 110283
Franklin, TN
Current
December 13, 2024 - Present
SMITH WYND CAPITAL LLC
Office #1: 9000 Carothers Pkwy, Suite 100, Franklin, TN 37067RIA
CRD#: 333042
FRANKLIN, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK
CRD#: 110283 / SEC#: 801-29690
RIA
Registered Investment Advisory firm - (6/15/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(6/7/2019)
IAR
California(6/2/2018)
IAR
Florida(10/13/2017)
IAR
Georgia(9/13/2017)
IAR
Illinois(10/16/2024)
IAR
Indiana(4/18/2024)
IAR
Kansas(1/26/2023)
IAR
Kentucky(7/3/2017)
IAR
Louisiana(6/2/2018)
IAR
New Jersey(11/15/2023)
IAR
New York(4/19/2024)
IAR
Ohio(12/12/2017)
IAR
Oregon(6/13/2019)
IAR
Tennessee(7/5/2017)
IAR
Texas(6/2/2018)
IAR
Vermont(6/5/2020)
IAR
Virginia(4/18/2024)
Current Firm
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK
CRD#: 110283 / SEC#: 801-29690
RIA
Registered Investment Advisory firm - (6/15/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 Chestnut Street Suite A-400, Beavercreek, OH 45440
Mailing Address
Phone number
(937) 898-5010
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,255 |
| AUM (Assets Under Management) | $ 1,224,901,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2024 | ||
| 02/26/2024 | ||
| 12/09/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
