AS
Aaron M. Stine
LUMINIST CAPITAL
SAINT JOHNS, MI
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CRD#: 6798663
AS
Professional summary
Aaron Michael Stine is a registered financial advisor currently at LUMINIST CAPITAL, LLC located in Saint Johns, Michigan.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Aaron has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Michael Stine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2024 - Present
LUMINIST CAPITAL, LLC
RIA
CRD#: 173396
SAINT JOHNS, MI
Past
October 16, 2023 - August 14, 2024
ADVISORY ADVOCATES LLC
RIA
CRD#: 284100
SAINT JOHNS, MI
Past
January 26, 2021 - October 18, 2021
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SOUTHFIELD, MI
Past
January 26, 2021 - October 18, 2021
OSAIC WEALTH, INC.
BD
CRD#: 23131
SOUTHFIELD, MI
Past
December 10, 2019 - July 7, 2020
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
East Lansing, MI
Past
December 2, 2017 - June 10, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
EAST LANSING, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LUMINIST CAPITAL, LLC
LUMINIST CAPITAL, LLC | SPICER WEALTH MANAGEMENT
CRD#: 173396 / SEC#: 801-126094
RIA
Registered Investment Advisory firm - (7/15/2022 Approved)California
Registered Investment Advisory firm - (11/17/2022 Terminated)Florida
Registered Investment Advisory firm - (10/18/2022 Terminated)Georgia
Registered Investment Advisory firm - (10/19/2022 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2019 Terminated)Indiana
Registered Investment Advisory firm - (10/18/2022 Terminated)Iowa
Registered Investment Advisory firm - (10/20/2022 Terminated)Louisiana
Registered Investment Advisory firm - (10/18/2022 Terminated)Michigan
Registered Investment Advisory firm - (10/25/2022 Terminated)Mississippi
Registered Investment Advisory firm - (12/9/2019 Terminated)Ohio
Registered Investment Advisory firm - (10/18/2022 Terminated)Rhode Island
Registered Investment Advisory firm - (10/18/2022 Terminated)Texas
Registered Investment Advisory firm - (10/18/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (10/18/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(8/27/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LC
LUMINIST CAPITAL, LLC
LUMINIST CAPITAL, LLC | SPICER WEALTH MANAGEMENT
CRD#: 173396 / SEC#: 801-126094
RIA
Registered Investment Advisory firm - (7/15/2022 Approved)California
Registered Investment Advisory firm - (11/17/2022 Terminated)Florida
Registered Investment Advisory firm - (10/18/2022 Terminated)Georgia
Registered Investment Advisory firm - (10/19/2022 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2019 Terminated)Indiana
Registered Investment Advisory firm - (10/18/2022 Terminated)Iowa
Registered Investment Advisory firm - (10/20/2022 Terminated)Louisiana
Registered Investment Advisory firm - (10/18/2022 Terminated)Michigan
Registered Investment Advisory firm - (10/25/2022 Terminated)Mississippi
Registered Investment Advisory firm - (12/9/2019 Terminated)Ohio
Registered Investment Advisory firm - (10/18/2022 Terminated)Rhode Island
Registered Investment Advisory firm - (10/18/2022 Terminated)Texas
Registered Investment Advisory firm - (10/18/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (10/18/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Grand Rapids, MI
Mailing Address
Phone number
(616) 600-4517
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,088 |
| AUM (Assets Under Management) | $ 140,707,545 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
