Jeanna S. Nation

WEST FINANCIAL ADVISORS, L.L.C.

Des Moines, IA 50309

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CRD#: 6798482

Professional summary

Jeanna Sue Nation, CFP®, who also goes by Jeanna Sue Hennick, is a registered financial advisor currently at WEST FINANCIAL ADVISORS, L.L.C. located in Des Moines, Iowa.

Jeanna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jeanna has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Investment Planning

Education Planning

Tax Planning

Comprehensive Financial Planni...

Budgeting

Employee and Employer Plan Ben...

Retirement Planning

Debt Management

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Jeanna Sue Hennick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeanna Sue Nation's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

May 16, 2017 - Present

WEST FINANCIAL ADVISORS, L.L.C.

Office #1: 111 East Grand, Suite 412, Des Moines, IA 50309

RIA

CRD#: 142265

Des Moines, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEST FINANCIAL ADVISORS, L.L.C.

WEST FINANCIAL ADVISORS | WEST WEALTH MANAGEMENT | WEST WEALTH | WEST FINANCIAL ADVISORS, L.L.C.

CRD#: 142265 / SEC#: 801-109976

RIA

Registered Investment Advisory firm - (2/16/2017 Approved)

Iowa

Registered Investment Advisory firm - (2/21/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(5/16/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2020

Uniform Investment Adviser Law Examination

Current Firm

WEST FINANCIAL ADVISORS, L.L.C.

WEST FINANCIAL ADVISORS | WEST WEALTH MANAGEMENT | WEST WEALTH | WEST FINANCIAL ADVISORS, L.L.C.

CRD#: 142265 / SEC#: 801-109976

RIA

Registered Investment Advisory firm - (2/16/2017 Approved)

Iowa

Registered Investment Advisory firm - (2/21/2017 Terminated)

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Contact information

Main Address

111 East Grand, Suite 412, Des Moines, IA 50309

Mailing Address

Phone number

(515) 284-1011

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 022526 (2/25/2026)

Regulatory assets under management

Total Number of Accounts	1,677
AUM (Assets Under Management)	$ 674,186,917

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeanna S. Nation

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeanna Sue Nation's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEST FINANCIAL ADVISORS, L.L.C.

Primary Firm SEC Registration

WEST FINANCIAL ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2020

Current Firm

WEST FINANCIAL ADVISORS, L.L.C.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEST FINANCIAL ADVISORS, L.L.C.

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