JM
Jason G. Montgomery
PREVAIL INNOVATIVE WEALTH ADVISORS
Leawood, KS 66224
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CRD#: 6798462
JM
Professional summary
Jason Grant Montgomery is a registered financial advisor currently at PREVAIL INNOVATIVE WEALTH ADVISORS, LLC located in Leawood, Kansas.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jason has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE LICENSED LIFE AND HEALTH HEART OF AMERICA CHAPTER MILITARY OFFICERS ASSOCIATION OF AMERICA FIRST VICE PRESIDENT SINCE 12/2017 NOT INVESTMENT RELATED MAGELLAN FEDERAL PERSONAL FINANCIAL COUNSELOR SINCE 01/2024 NOT INVESTMENT RELATED GREATER KANSAS CITY CHAPTER OF THE ASSOCIATION OF THE U.S. ARMY VOLUNTEER SINCE 07/2025 NOT INVESTMENT RELATED KANSAS CITY REGION OF THE PORSCHE CLUB OF AMERICA BOARD MEMBER SINCE 07/2025 NOT INVESTMENT REALTED
CRS (Client Relationship Summary) - RIA
Click below to view Jason Grant Montgomery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 2024 - Present
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
Office #1: 4745 W. 136th Street, Leawood, KS 66224RIA
CRD#: 288641
Leawood, KS
Past
September 30, 2021 - December 5, 2024
NORMANDY INVESTMENT ADVISORS
RIA
CRD#: 316321
LEAWOOD, KS
Past
February 2, 2018 - October 4, 2021
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
OVERLAND PARK, KS
Past
August 29, 2017 - October 4, 2021
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
OVERLAND PARK, KS
Past
June 3, 2017 - August 16, 2017
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
LF WEALTH ADVISORS | PREVAIL RETIREMENT SOLUTIONS | PREVAIL IWA | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | LF WEALTH ADVISORS, LLC
CRD#: 288641 / SEC#: 801-123758
RIA
Registered Investment Advisory firm - (4/19/2022 Approved)Kansas
Registered Investment Advisory firm - (4/20/2022 Terminated)Missouri
Registered Investment Advisory firm - (4/20/2022 Terminated)Texas
Registered Investment Advisory firm - (4/20/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(12/5/2024)
IAR
Missouri(12/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PI
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
LF WEALTH ADVISORS | PREVAIL RETIREMENT SOLUTIONS | PREVAIL IWA | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | LF WEALTH ADVISORS, LLC
CRD#: 288641 / SEC#: 801-123758
RIA
Registered Investment Advisory firm - (4/19/2022 Approved)Kansas
Registered Investment Advisory firm - (4/20/2022 Terminated)Missouri
Registered Investment Advisory firm - (4/20/2022 Terminated)Texas
Registered Investment Advisory firm - (4/20/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4745 W. 136th Street, Leawood, KS 66224
Mailing Address
Phone number
(913) 295-9500
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,953 |
| AUM (Assets Under Management) | $ 815,418,771 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
