HB
Heather R. Brinker
LPL ENTERPRISE
SHARON, PA 16146
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CRD#: 6798385
HB
Professional summary
Heather Renee Brinker, who also goes by Heather Renee Brinker, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Sharon, Pennsylvania and SEIA located in Pittsburgh, Pennsylvania.
Heather is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Heather has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Heather Renee Brinker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SEIA LLC POSITION: Advisor , NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 11/3/2025 ADDRESS: 6425 Living Place, Suite 200, Pittsburgh PA 15206, United States DESCRIPTION: RIA sales & service Insurance Producer Position: Producer, Nature: RIA, Investment Related: Yes, Number Of Hours: 20, Securities Trading Hours: 10, Start Date: 11/3/2025 Address: 6425 Living Place, Suite 200, Pittsburgh PA 15026, United States Description: Insurance sales and service consistent with financial planning
CRS (Client Relationship Summary) - RIA
Click below to view Heather Renee Brinker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Heather Renee Brinker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 287 Mcclure Avenue, Sharon, PA 16146Office #2: 301 Grant Street Suite 270, Pittsburgh, PA 15219RIA
BD
CRD#: 8733
SHARON, PA
Current
November 5, 2025 - Present
SEIA
Office #1: 6425 Living Place Suite 200, Pittsburgh, PA 15206RIA
CRD#: 108163
Pittsburgh, PA
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 287 Mcclure Avenue, Sharon, PA 16146Office #2: 301 Grant Street Suite 270, Pittsburgh, PA 15219RIA
BD
CRD#: 8733
SHARON, PA
Current
November 5, 2025 - Present
SIGNATURE ESTATE SECURITIES, LLC
Office #1: 2121 Avenue Of Stars Suite 1600, Los Angeles, CA 90067BD
CRD#: 18923
Los Angeles, CA
Past
July 20, 2018 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Sharon, PA
Past
August 8, 2017 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Sharon, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/2/2025)
RR
Georgia(2/1/2025)
RR
Minnesota(5/14/2025)
RR
Nevada(5/8/2025)
RR
New York(5/8/2025)
RR
North Carolina(4/2/2025)
RR
Ohio(11/14/2024)
RR
Pennsylvania(11/14/2024)
IAR
Pennsylvania(11/14/2024)
RR
South Carolina(11/14/2024)
RR
Virginia(5/8/2025)
RR
Washington(5/8/2025)
RR
West Virginia(11/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
CRD#: 8733Sharon, PA 16146TRUST BUT VERIFY
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