SR
Sherika Ralliford
DESERT ROSE CAPITAL MANAGEMENT
Meridian, ID 83642
Some features on this profile are disabled
CRD#: 6797825
SR
Professional summary
Sherika Ralliford, who also goes by Sherika K Ralliford, is a registered financial advisor currently at DESERT ROSE CAPITAL MANAGEMENT, INC. located in Meridian, Idaho.
Sherika is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Sherika has worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sherika K Ralliford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products; 4690 Portofino Way, Apt 104, West Palm Beach, FL 33409; start 05/2022; commissions; 10 hours per month, 10 hours during securities trading hours; insurance related] [SKR HDGS LLC - Dormant; Passive company that is not active. Haven't dissolved to keep the company name. ; 4690 Portofino Way, Apt 104, West Palm Beach, FL 33409; Start Date 01/2022; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Outdare Entertainment, Inc. - Dormant; Passive company that is not active. Haven't dissolved to keep the company name. ; 7750 OKEECHOBEE BLVD 4-317 WEST PALM BEACH, FL 33411; Start Date 03/2017; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Dream The Impossible, Inc. - Dormant; Passive company that is not active. Haven't dissolved to keep the company name. ; 7750 Okeechobee Blvd 4-317 West Palm Beach, FL 33411; Start Date 07/2013; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Dream The Impossible Press Corp - Dormant; Passive company that is not active. Haven't dissolved to keep the company name. Owner of company name.; 7750 OKEECHOBEE BLVD SUITE 4-317 WEST PALM BEACH, FL 33411; Start Date 05/2017; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Star Administrative Services, Inc. - Dormant; Passive company that is not active. Haven't dissolved to keep the company name. Owner of company name.; 8090 NW 13TH STREET UNIT A MARGATE, FL 33063; Start Date 08/2011; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Savvy Money Factory, LLC - Dormant; Passive company that is not active. Haven't dissolved to keep the company name. ; 4690 Portofino Way Apt 104 West Palm Beach, FL 33409; Start Date 06/2020; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Sherika Ralliford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2024 - Present
DESERT ROSE CAPITAL MANAGEMENT, INC.
Office #1: 2929 W. Navigator Drive Ste. 300, Meridian, ID 83642RIA
CRD#: 154331
Meridian, ID
Past
July 7, 2022 - November 10, 2023
NYLIFE SECURITIES LLC
BD
CRD#: 5167
PORT SAINT LUCIE, FL
Past
February 25, 2022 - April 15, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Boca Raton, FL
Past
February 24, 2022 - April 15, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Boca Raton, FL
Past
January 26, 2021 - January 19, 2022
NFSG CORPORATION
RIA
CRD#: 130814
BOCA RATON, FL
Past
December 15, 2020 - January 19, 2022
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
BOCA RATON, FL
Past
April 15, 2019 - February 27, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
DELRAY BEACH, FL
Past
December 17, 2018 - February 27, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
DELRAY BEACH, FL
Past
September 20, 2017 - February 23, 2018
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
West Palm Beach, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DR
DESERT ROSE CAPITAL MANAGEMENT, INC.
DESERT ROSE CAPITAL MANAGEMENT INC. | DESERT ROSE CAPITAL MANAGEMENT, INC.
CRD#: 154331 / SEC#: 801-124883
RIA
Registered Investment Advisory firm - (5/3/2022 Approved)Arizona
Registered Investment Advisory firm - (5/16/2022 Terminated)California
Registered Investment Advisory firm - (6/15/2022 Terminated)Idaho
Registered Investment Advisory firm - (5/16/2022 Terminated)Louisiana
Registered Investment Advisory firm - (5/31/2022 Terminated)North Carolina
Registered Investment Advisory firm - (12/14/2017 Terminated)Oregon
Registered Investment Advisory firm - (8/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/16/2022 Terminated)Utah
Registered Investment Advisory firm - (5/16/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Idaho(9/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/28/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
DR
DESERT ROSE CAPITAL MANAGEMENT, INC.
DESERT ROSE CAPITAL MANAGEMENT INC. | DESERT ROSE CAPITAL MANAGEMENT, INC.
CRD#: 154331 / SEC#: 801-124883
RIA
Registered Investment Advisory firm - (5/3/2022 Approved)Arizona
Registered Investment Advisory firm - (5/16/2022 Terminated)California
Registered Investment Advisory firm - (6/15/2022 Terminated)Idaho
Registered Investment Advisory firm - (5/16/2022 Terminated)Louisiana
Registered Investment Advisory firm - (5/31/2022 Terminated)North Carolina
Registered Investment Advisory firm - (12/14/2017 Terminated)Oregon
Registered Investment Advisory firm - (8/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/16/2022 Terminated)Utah
Registered Investment Advisory firm - (5/16/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2929 W. Navigator Drive Ste. 300, Meridian, ID 83642
Mailing Address
Phone number
(208) 297-2710
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 686 |
| AUM (Assets Under Management) | $ 112,679,913 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
