AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JY

Jimmy S. Yun

SAN FRANCISCO, CA 94158
CRD#: 6797120
Some features on this profile are disabled
JY
Jimmy Sungbo Yun

Professional summary

Jimmy Sungbo Yun, who also goes by Jimmy Yun, was a registered financial professional .

Jimmy is registered as a RR (Registered Representative) and started their career in finance in 2017. Jimmy had worked at 4 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 7, Series 79 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jimmy Yun

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2026 - Present

Office #1: 365 Toni Stone Crossing, Suite 206, San Francisco, CA 94158Office #2: 365 Toni Stone Crossing Suite 206, San Francisco, CA 94158
SAN FRANCISCO, CA
Past

March 25, 2026 - June 1, 2026

HOLLISTER ASSOCIATES, LLC

BD
CRD#: 173366
MOUNT PLEASANT, SC
Past

May 21, 2019 - August 5, 2021

BOFA SECURITIES, INC.

BD
CRD#: 283942
SAN FRANCISCO, CA
Past

July 25, 2017 - May 20, 2019

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(5/28/2026)
RR
California
(5/28/2026)
RR
Connecticut
(6/4/2026)
RR
Delaware
(6/4/2026)
RR
District of Columbia
(5/29/2026)
RR
Georgia
(5/28/2026)
RR
Idaho
(5/28/2026)
RR
Iowa
(6/3/2026)
RR
Kansas
(6/3/2026)
RR
Kentucky
(5/29/2026)
RR
Louisiana
(5/29/2026)
RR
Maine
(6/1/2026)
RR
Michigan
(5/27/2026)
RR
Mississippi
(5/28/2026)
RR
Montana
(5/22/2026)
RR
Nevada
(6/9/2026)
RR
New York
(5/28/2026)
RR
North Carolina
(5/28/2026)
RR
North Dakota
(6/1/2026)
RR
Ohio
(5/22/2026)
RR
Oregon
(5/29/2026)
RR
Pennsylvania
(6/8/2026)
RR
Rhode Island
(6/8/2026)
RR
South Carolina
(6/5/2026)
RR
Utah
(5/28/2026)
RR
Vermont
(6/1/2026)
RR
Washington
(5/28/2026)
RR
West Virginia
(6/3/2026)
RR
Wyoming
(6/8/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/17/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 5/22/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/4/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/16/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/31/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 7/24/2017
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/24/2026
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

TRUST BUT VERIFY

Monitor Jimmy Yun

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.