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EC

Emily B. Conway

GRAFINE CAPITAL PARTNERS LLC
New York, NY 10065
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CRD#: 6795825
EC

Professional summary


Emily Brandes Conway, who also goes by Emily B Conway, Emily Conway, is a registered financial professional currently at GRAFINE CAPITAL PARTNERS LLC located in New York, New York.

Emily is registered as a RR (Registered Representative) and started their career in finance in 2017. Emily has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Emily B Conway | Emily Conway

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Emily Brandes Conway's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 9, 2022 - Present

GRAFINE CAPITAL PARTNERS LLC

Office #1: 654 Madison Avenue Suite 1201, New York, NY 10065
BD
CRD#: 302046
New York, NY
Past

November 4, 2017 - May 10, 2022

MORGAN STANLEY

RIA
CRD#: 149777
New York, NY
Past

August 17, 2017 - May 10, 2022

MORGAN STANLEY

BD
CRD#: 149777
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(8/9/2022)
RR
Arizona
(8/9/2022)
RR
California
(8/9/2022)
RR
Connecticut
(8/9/2022)
RR
Delaware
(8/9/2022)
RR
Florida
(8/9/2022)
RR
Georgia
(8/9/2022)
RR
Hawaii
(8/9/2022)
RR
Illinois
(8/9/2022)
RR
Indiana
(8/9/2022)
RR
Kansas
(8/9/2022)
RR
Louisiana
(8/9/2022)
RR
Maryland
(8/9/2022)
RR
Massachusetts
(8/9/2022)
RR
Michigan
(8/9/2022)
RR
Missouri
(8/9/2022)
RR
New Hampshire
(8/9/2022)
RR
New Jersey
(8/9/2022)
RR
New Mexico
(8/9/2022)
RR
New York
(8/9/2022)
RR
North Carolina
(8/9/2022)
RR
Ohio
(8/9/2022)
RR
Oregon
(8/9/2022)
RR
Pennsylvania
(8/9/2022)
RR
Rhode Island
(8/9/2022)
RR
Tennessee
(8/9/2022)
RR
Texas
(8/9/2022)
RR
Virginia
(8/9/2022)
RR
Washington
(8/9/2022)
RR
Wisconsin
(8/9/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/4/2017
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


GC
GRAFINE CAPITAL PARTNERS LLC
GRAFINE CAPITAL ADVISORS LLC | GRAFINE CAPITAL PARTNERS LLC

CRD#: 302046 / SEC#: , 8-70410

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
654 Madison Avenue Suite 1201, New York, NY 10065
Mailing Address
654 Madison Avenue Suite 1201, New York, NY 10065
Phone number
(212) 235-2045
Established
Delaware since 01/31/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GRAFINE ADVISORS LLCSOLE MEMBER
ATTANASIO, ELIZABETH MARIEFINOP, PFO5325007
LEB, NICOLE LYNNCHIEF COMPLIANCE OFFICER5958519
WEYMOUTH, ELIZABETH KIRKCEO2539919

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GRAFINE CAPITAL PARTNERS LLC

CRD#: 302046New York, NY 10065

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