Steven J. Drost
DROST FINANCIAL
Fridley, MN
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CRD#: 6795665
Professional summary
Steven James Drost, CFP® is a registered financial advisor currently at DROST FINANCIAL located in Fridley, Minnesota.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Steven has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I’ve always been a huge numbers nerd. I studied finance and commercial real estate at the University of Northern Iowa and graduated Magna Cum Laude in five semesters and received the Purple and Old Gold Award for academic excellence that is given to one graduating student per major. I moved to Minneapolis after college and immediately began the CFA program and then, shortly after, the CFP® program. After a stint with the US Treasury Department, I entered the financial planning world and haven’t looked back.
My free time is filled spending time with my wife, Marissa, and our son, Calvin. We enjoy our trips up north to the lake and cheering on all Minnesota sports teams (especially the Twins). I also proudly serve my community as a firefighter and volunteer on the finance counsel at my church.
Question & Answer
What are your service offerings?
Insurance Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Do you have an area of expertise or specialization?
AUM
Baby Boomers
Corporate Executives
Socially Responsible Investmen...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Quivr CRM, LLC is not investment-related. Quivr is located at 16208 Mankato Street NE, Ham Lake, Minnesota, 55304. Quivr CRM, LLC is an OEM Partner through the Salesforce Partner Program. Mr. Drost is the Co-Founder, CEO as of August 12, 2022 and spends approximately 60 hours a month devoted to the business; 0 hours during trading hours. Mr. Drost is responsible for customer experience development.
CRS (Client Relationship Summary) - RIA
Click below to view Steven James Drost's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
March 11, 2021 - Present
DROST FINANCIAL
RIA
CRD#: 312103
Fridley, MN
Past
July 10, 2019 - February 19, 2021
PRIVATE CLIENT SERVICES, LLC
RIA
CRD#: 120222
St. Louis Park, MN
Past
September 6, 2017 - February 18, 2021
AFFIANCE FINANCIAL LLC
RIA
CRD#: 113200
ST. LOUIS PARK, MN
Past
June 12, 2017 - February 19, 2021
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
St. Louis Park, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(3/11/2021)
IAR
Texas(4/29/2022)
IAR
Wisconsin(6/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DF
DROST FINANCIAL
DROST FAMILY, LLC | DROST FINANCIAL, LLC | DROST FINANCIAL
CRD#: 312103 / SEC#:
Minnesota
Registered Investment Advisory firm - (3/11/2021 Approved)Texas
Registered Investment Advisory firm - (4/29/2022 Approved)Wisconsin
Registered Investment Advisory firm - (6/8/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Ham Lake, MN
Mailing Address
Phone number
(612) 440-1037
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 300 |
| AUM (Assets Under Management) | $ 35,550,820 |
Red Flags
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