NU
Nicholas J. Urban
WALDRON PRIVATE WEALTH
Plymouth, MI 48170
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CRD#: 6795132
NU
Professional summary
Nicholas J Urban, CFP®, who also goes by Nicholas James Urban, Nicholas Urban, is a registered financial advisor currently at WALDRON PRIVATE WEALTH located in Plymouth, Michigan.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nicholas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas James Urban | Nicholas Urban
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Insurance agent; investment related, 177 N. Main Street, Suite 200, Plymouth, MI 48170; started 07/2018; approximately 1-2 hours per month during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas J Urban's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
February 15, 2023 - Present
WALDRON PRIVATE WEALTH
Office #1: 177 N. Main Street Suite 200, Plymouth, MI 48170RIA
CRD#: 131063
Plymouth, MI
Past
September 23, 2019 - February 23, 2023
CG ADVISORY SERVICES
RIA
CRD#: 110929
Ann Arbor, MI
Past
September 4, 2019 - February 3, 2023
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
ANN ARBOR, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WP
WALDRON PRIVATE WEALTH
WALDRON PRIVATE WEALTH | WALDRON, LP | WALDRON WEALTH MANAGMENT | WALDRON WEALTH MANAGEMENT, LLC | WALDRON WEALTH MANAGEMENT | WALDRON PRIVATE WEALTH, LLC
CRD#: 131063 / SEC#: 801-77628
RIA
Registered Investment Advisory firm - (2/19/2013 Approved)Florida
Registered Investment Advisory firm - (3/6/2013 Terminated)Georgia
Registered Investment Advisory firm - (3/6/2013 Terminated)North Carolina
Registered Investment Advisory firm - (3/6/2013 Terminated)Ohio
Registered Investment Advisory firm - (3/7/2013 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/11/2013 Terminated)Texas
Registered Investment Advisory firm - (3/6/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(2/15/2023)
IAR
Pennsylvania(2/15/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/4/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
WP
WALDRON PRIVATE WEALTH
WALDRON PRIVATE WEALTH | WALDRON, LP | WALDRON WEALTH MANAGMENT | WALDRON WEALTH MANAGEMENT, LLC | WALDRON WEALTH MANAGEMENT | WALDRON PRIVATE WEALTH, LLC
CRD#: 131063 / SEC#: 801-77628
RIA
Registered Investment Advisory firm - (2/19/2013 Approved)Florida
Registered Investment Advisory firm - (3/6/2013 Terminated)Georgia
Registered Investment Advisory firm - (3/6/2013 Terminated)North Carolina
Registered Investment Advisory firm - (3/6/2013 Terminated)Ohio
Registered Investment Advisory firm - (3/7/2013 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/11/2013 Terminated)Texas
Registered Investment Advisory firm - (3/6/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
44 Abele Road Suite 400, Bridgeville, PA 15017
Mailing Address
Phone number
(412) 221-1005
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,497 |
| AUM (Assets Under Management) | $ 4,516,982,450 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/19/2025 | ||
| 09/20/2024 | ||
| 01/22/2024 | ||
| 11/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WALDRON PRIVATE WEALTH
CRD#: 131063Plymouth, MI 48170TRUST BUT VERIFY
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