Anthony J. Calderon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Jose Calderon, CFP®, who also goes by Anthony J Calderon, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2017. Anthony had worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2020
Experience
March 12, 2025 - January 9, 2026
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
June 28, 2024 - January 2, 2025
ORION PORTFOLIO SOLUTIONS, LLC
November 9, 2023 - June 21, 2024
TRAJAN WEALTH, L.L.C.
November 1, 2021 - October 24, 2023
VERSANT CAPITAL MANAGEMENT, INC.
January 7, 2021 - October 5, 2021
CWM, LLC
December 3, 2020 - September 15, 2021
CETERA WEALTH SERVICES, LLC
December 6, 2018 - September 18, 2020
CHARLES SCHWAB & CO., INC.
August 23, 2017 - September 18, 2020
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/12/2025
General Securities Representative ExaminationCurrent Firm
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107 / SEC#: , 8-44744
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | PARENT CORPORATION | |
| ALBERICI, MARK F | DIRECTOR | 3223458 |
| AMOA, APEAWUSU K | DIRECTOR | 7711546 |
| BONDS MAZZA, ALLISON HATHHORN | PRESIDENT AND DIRECTOR | 4439495 |
| CORBETT, TIMOTHY PAUL | DIRECTOR | |
| FERRARELLI, JAMES | DIRECTOR | 6961735 |
| LAPORTA, JEANNE MARIE | DIRECTOR & CHAIRWOMAN | 5946908 |
| TENORIO, EDITHA V | CHIEF FINANCIAL OFFICER | 6755490 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
| TUCKER, JOHN A | DIRECTOR | 7000761 |
Disclosures
| Regulatory Event | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
