Wendy J. Pyne
Professional summary
Wendy J Pyne, ChFC®, who also goes by Wendy Jp Poole, Wendy Pyne, is a registered financial advisor currently at PROTEGRO, INC. located in Ashland, Massachusetts.
Wendy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Wendy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wendy J Pyne's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2024 - Present
PROTEGRO, INC.
February 6, 2019 - March 31, 2023
FINANCIAL & TAX ARCHITECTS, LLC
January 23, 2018 - January 18, 2019
GRADIENT ADVISORS, LLC
July 7, 2017 - December 4, 2017
SII INVESTMENTS, INC.
May 29, 2017 - December 4, 2017
SII INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/27/2024)
Exams
Current Firm
PROTEGRO, INC.
CRD#: 328738 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 33 |
| AUM (Assets Under Management) | $ 4,300,000 |
Red Flags
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