Nicolette M. Goedde

212 WEALTH MANAGEMENT GROUP

Harrison, OH

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CRD#: 6793928

Professional summary

Nicolette Marie Goedde, who also goes by Nicolette Goedde, Nicolette Marie Hampton, Nicolette Hampton, is a registered financial advisor currently at 212 WEALTH MANAGEMENT GROUP, LLC located in Harrison, Ohio.

Nicolette is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nicolette has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicolette Goedde | Nicolette Marie Hampton | Nicolette Hampton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolette Marie Goedde's CRS (Customer Relationship Summary).

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CINCINNATI, OH

Past

July 1, 2019 - August 25, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CINCINNATI, OH

Past

May 16, 2019 - August 25, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/19/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/15/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/21/2019

Securities Industry Essentials Examination

Current Firm

212 WEALTH MANAGEMENT GROUP, LLC

CRD#: 338980 / SEC#:

Ohio

Registered Investment Advisory firm - (1/14/2026 Approved)

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Contact information

Main Address

Loveland, OH

Mailing Address

Phone number

(859) 230-5600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicolette M. Goedde

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolette Marie Goedde's CRS (Customer Relationship Summary).

Certified licenses

Experience

212 WEALTH MANAGEMENT GROUP, LLC

VERTICE CAPITAL PARTNERS, LLC

CULLEN CIOFFI CAPITAL MANAGEMENT

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2019

Series 7TO

Date: 12/15/2022

SIE

Date: 3/21/2019

Current Firm

212 WEALTH MANAGEMENT GROUP, LLC

Contact information

Documents

Red Flags

Company Information

212 WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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