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CB

Casey Baker

CASH APP INVESTING LLC
Portland, OR 97204
Some features on this profile are disabled
CRD#: 6793101
CB

Professional summary

Casey Baker, who also goes by Casey Samuel Baker, Casey Baker, is a registered financial professional currently at CASH APP INVESTING LLC located in Portland, Oregon.

Casey is registered as a RR (Registered Representative) and started their career in finance in 2017. Casey has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Casey Samuel Baker | Casey Baker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Casey Baker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 23, 2025 - Present

CASH APP INVESTING LLC

Office #1: 400 Sw 6th Avenue 11th Floor, Portland, OR 97204
BD
CRD#: 144076
Portland, OR
Past

June 12, 2023 - October 24, 2025

PERSHING ADVISOR SOLUTIONS LLC

BD
CRD#: 36671
JERSEY CITY, NJ
Past

March 30, 2023 - October 24, 2025

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

November 28, 2022 - February 6, 2023

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Lincoln, NE
Past

November 23, 2022 - February 6, 2023

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Lincoln, NE
Past

June 8, 2021 - August 8, 2022

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Tempe, AZ
Past

March 5, 2020 - June 4, 2021

MORGAN STANLEY

RIA
CRD#: 149777
GILBERT, AZ
Past

February 17, 2020 - June 4, 2021

MORGAN STANLEY

BD
CRD#: 149777
GILBERT, AZ
Past

April 22, 2019 - February 11, 2020

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
PHOENIX, AZ
Past

July 11, 2018 - January 23, 2019

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
SCOTTSDALE, AZ
Past

August 2, 2017 - July 12, 2018

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/23/2025)
RR
Alaska
(10/23/2025)
RR
Arizona
(10/23/2025)
RR
Arkansas
(10/23/2025)
RR
California
(10/23/2025)
RR
Colorado
(10/23/2025)
RR
Connecticut
(10/23/2025)
RR
Delaware
(10/23/2025)
RR
District of Columbia
(10/23/2025)
RR
Florida
(10/23/2025)
RR
Georgia
(10/23/2025)
RR
Hawaii
(10/23/2025)
RR
Idaho
(10/23/2025)
RR
Illinois
(10/23/2025)
RR
Indiana
(10/23/2025)
RR
Iowa
(10/23/2025)
RR
Kansas
(10/23/2025)
RR
Kentucky
(10/23/2025)
RR
Louisiana
(10/23/2025)
RR
Maine
(10/23/2025)
RR
Maryland
(10/23/2025)
RR
Massachusetts
(10/23/2025)
RR
Michigan
(10/23/2025)
RR
Minnesota
(10/23/2025)
RR
Mississippi
(10/23/2025)
RR
Missouri
(10/23/2025)
RR
Montana
(10/23/2025)
RR
Nebraska
(10/23/2025)
RR
Nevada
(10/23/2025)
RR
New Hampshire
(10/23/2025)
RR
New Jersey
(10/23/2025)
RR
New Mexico
(10/23/2025)
RR
New York
(10/23/2025)
RR
North Carolina
(10/23/2025)
RR
North Dakota
(10/23/2025)
RR
Ohio
(10/24/2025)
RR
Oklahoma
(10/23/2025)
RR
Oregon
(10/23/2025)
RR
Pennsylvania
(10/23/2025)
RR
Rhode Island
(10/23/2025)
RR
South Carolina
(10/23/2025)
RR
South Dakota
(10/23/2025)
RR
Tennessee
(10/23/2025)
RR
Texas
(10/23/2025)
RR
Utah
(10/23/2025)
RR
Vermont
(10/23/2025)
RR
Virginia
(10/23/2025)
RR
Washington
(10/23/2025)
RR
West Virginia
(10/23/2025)
RR
Wisconsin
(10/23/2025)
RR
Wyoming
(10/23/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/5/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/14/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/2/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CA
CASH APP INVESTING LLC
BLUE TIGER WEALTH MANAGEMENT | THIRD PARTY TRADE LLC | KACZMAREK FORSYTH & FRANK, LLC | KACZMAREK FINANCIAL SERVICES. LLC | KACZMAREK FINANCIAL SERVICES, LLC | CASH APP INVESTING LLC | BLUE TIGER WEALTH MANAGEMENT, LLC

CRD#: 144076 / SEC#: , 8-67630

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
400 Sw 6th Avenue Suite 210, Portland, OR 97214
Mailing Address
400 Sw 6th Avenue 11th Floor, Portland, OR 97204
Phone number
(855) 998-1788
Established
Delaware since 02/22/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
THIRD PARTY TECHNOLOGIES INC.100% OWNER
ADKINS, ASHLEY NICOLECHIEF COMPLIANCE OFFICER5919852
KOLAR, LOGAN STEVENSONFINANCIAL AND OPERATIONS PRINCIPAL6496667
KOLAR, LOGAN STEVENSONCHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER6496667

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CASH APP INVESTING LLC

CRD#: 144076Portland, OR 97204

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