Ryan J. Coulter

DEMMING FINANCIAL SERVICES

Aurora, OH 44202

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CRD#: 6792198

Professional summary

Ryan James Coulter, CFP®, who also goes by Ryan J Coulter, is a registered financial advisor currently at DEMMING FINANCIAL SERVICES CORP. located in Aurora, Ohio.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Ryan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan J Coulter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan James Coulter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

February 10, 2023 - Present

DEMMING FINANCIAL SERVICES CORP.

Office #1: 13 New Hudson Road, Aurora, OH 44202

RIA

CRD#: 120106

Aurora, OH

Past

August 20, 2021 - September 13, 2022

OSAIC FA, INC.

RIA

CRD#: 3978

WESTLAKE, OH

Past

July 10, 2020 - September 13, 2022

OSAIC FA, INC.

CRD#: 3978

WESTLAKE, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEMMING FINANCIAL SERVICES CORP.

CRD#: 120106 / SEC#: 801-69410

RIA

Registered Investment Advisory firm - (7/23/2008 Approved)

Ohio

Registered Investment Advisory firm - (9/4/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/2/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/10/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/14/2020

Securities Industry Essentials Examination

Current Firm

DEMMING FINANCIAL SERVICES CORP.

CRD#: 120106 / SEC#: 801-69410

RIA

Registered Investment Advisory firm - (7/23/2008 Approved)

Ohio

Registered Investment Advisory firm - (9/4/2008 Terminated)

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Contact information

Main Address

13 New Hudson Road, Aurora, OH 44202

Mailing Address

Phone number

(330) 562-2122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	3,228
AUM (Assets Under Management)	$ 675,718,034

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan J. Coulter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan James Coulter's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEMMING FINANCIAL SERVICES CORP.

OSAIC FA, INC.

OSAIC FA, INC.

Primary Firm SEC Registration

DEMMING FINANCIAL SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/2/2020

Series 7TO

Date: 7/10/2020

SIE

Date: 2/14/2020

Current Firm

DEMMING FINANCIAL SERVICES CORP.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEMMING FINANCIAL SERVICES CORP.

TRUST BUT VERIFY

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