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GG

George M. Gavounas

MAPLEWOOD INVESTMENTS
Dallas, TX 75251
Some features on this profile are disabled
CRD#: 6791557
GG

Professional summary

George Matthew Gavounas, who also goes by George Gavounas, is a registered financial professional currently at MAPLEWOOD INVESTMENTS, INC. located in Dallas, Texas.

George is registered as a RR (Registered Representative) and started their career in finance in 2017. George has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

George Gavounas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George Matthew Gavounas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2025 - Present

MAPLEWOOD INVESTMENTS, INC.

Office #1: 12222 Merit Dr Suite 1390, Dallas, TX 75251
BD
CRD#: 103723
Dallas, TX
Past

October 22, 2018 - August 18, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
WESTLAKE, TX
Past

September 15, 2017 - March 21, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(8/13/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/12/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/4/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/15/2017
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/2/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MI
MAPLEWOOD INVESTMENTS, INC.
MAPLEWOOD INVESTMENT ADVISORS, INC. | MAPLEWOOD INVESTMENTS, INC.

CRD#: 103723 / SEC#: , 8-52221

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
12222 Merit Dr Suite 1390, Dallas, TX 75251
Mailing Address
12222 Merit Dr Suite 1390, Dallas, TX 75251
Phone number
(214) 739-5677
Established
Texas since 11/08/1999
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MAPLEWOOD HOLDINGS, LLCSOLE SHAREHOLDER
BESEK, CYNTHIA ELIZABETHSENIOR VICE-PRESIDENT/DIRECTOR/TREASURER(5/06)1669039
DOOLEY, DANIEL CLIFTONCEO/PRESIDENT/SROP/CROP/FINOP/DIRECTOR/MUNI PRIN1699483
MOORE, LAURIE MICHELECHIEF COMPLIANCE OFFICER2020784

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAPLEWOOD INVESTMENTS, INC.

CRD#: 103723Dallas, TX 75251

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