Jacob M. Reynolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacob M Reynolds, who also goes by Jake Reynolds, was a registered financial professional .
Jacob is a previously registered financial professional and started their career in finance in 2017. Jacob had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2021 - March 26, 2025
WALLINGTON ASSET MANAGEMENT
October 13, 2020 - March 3, 2021
INVST, LLC
March 2, 2019 - September 18, 2020
CHARLES SCHWAB & CO., INC.
September 7, 2017 - September 18, 2020
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
WALLINGTON ASSET MANAGEMENT
CRD#: 143360 / SEC#: 801-67613
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WALLINGTON ASSET MANAGEMENT
CRD#: 143360 / SEC#: 801-67613
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 853 |
| AUM (Assets Under Management) | $ 1,151,683,432 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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