Adam M. Dings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Michael Dings, who also goes by Adam Dings, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2017. Adam had worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2024 - January 30, 2026
PNFP CAPITAL MARKETS, INC.
August 14, 2023 - November 18, 2024
FIDUS SECURITIES, LLC
November 17, 2020 - July 27, 2023
NORTH POINT MERGERS AND ACQUISITIONS, INC.
October 8, 2018 - October 12, 2020
EDGEMONT CAPITAL PARTNERS, L.P.
May 18, 2017 - September 24, 2018
LINCOLN INTERNATIONAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNFP CAPITAL MARKETS, INC.
CRD#: 179528 / SEC#: , 8-69608
Contact information
FINRA licenses (10 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
