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Gregory A. Fallon
HIGHLAND MB WEALTH LLC
Manhattan Beach, CA 90266
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CRD#: 6791171
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Professional summary
Gregory Andrew Fallon, who also goes by Gregory A Fallon, is a registered financial advisor currently at HIGHLAND MB WEALTH LLC located in Manhattan Beach, California.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Gregory has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregory A Fallon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GREGULATION INC.DBA GREG FALLON TAX
3701 HIGHLAND AVE., STE 301
MANHATTAN BEACH, CA 90266
CEO/TAX & ACCOUNTING
EFFECTIVE: 04/2014
160 HOURS PER MONTH/6 HOURS PER MONTH DURING MARKET HOURS
Gregory Andrew Fallon is an accountant and owner of Gregulation Inc. From time to time, may offer clients advice or products from those activities and clients should be aware that these services may involve a conflict of interest. HMWL always acts in the best interest of the client and clients are in no way required to utilize the services of any representative of HMWL in connection with such individual's activities outside of HMWL. HWML does not have signatory authority.
Gregory Andrew Fallon is a registered representative of Capital Synergy Partners. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Highland MB Wealth LLC always acts in the best interest of the client, including with respect to the sale of commissionable products to advisory clients. Clients always have the right to decide whether or not to utilize the services of any Highland MB Wealth LLC representative in such individual's outside capacities.
Gregory Andrew Fallon is an investment adviser representative with another investment advisory firm; Capital Synergy Partners. From time to time, he may offer clients advice or products from those activities and clients should be aware that these services may involve a conflict of interest. Highland MB Wealth LLC always acts in the best interest of the client and clients always have the right to decide whether or not to utilize the services of any Highland MB Wealth LLC representative in such individual's outside capacities.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Andrew Fallon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2018 - Present
HIGHLAND MB WEALTH LLC
Office #1: 3701 Highland Ave Suite 301, Manhattan Beach, CA 90266RIA
CRD#: 299209
Manhattan Beach, CA
Past
January 2, 2018 - November 29, 2018
CAPITAL SYNERGY PARTNERS
RIA
CRD#: 148733
MANHATTAN BEACH, CA
Past
August 22, 2017 - November 29, 2018
CAPITAL SYNERGY PARTNERS
BD
CRD#: 148733
IRVINE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/29/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HM
HIGHLAND MB WEALTH LLC
FALLON AND ASSOCIATES INC | HIGHLAND MB WEALTH LLC
CRD#: 299209 / SEC#:
California
Registered Investment Advisory firm - (11/29/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3701 Highland Ave Suite 301, Manhattan Beach, CA 90266
Mailing Address
Phone number
(310) 545-4553
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 10,321,680 |
Red Flags
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