Laura E. Farro
Professional summary
Laura Elizabeth Farro, CFP® is a registered financial advisor currently at FORT WASHINGTON INVESTMENT ADVISORS INC located in Cincinnati, Ohio and TOUCHSTONE SECURITIES, INC. located in Cincinnati, Ohio.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Laura has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Laura Elizabeth Farro's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
June 3, 2025 - Present
FORT WASHINGTON INVESTMENT ADVISORS INC
Office #1: 303 Broadway Suite 1200, Cincinnati, OH 45202March 20, 2025 - Present
TOUCHSTONE SECURITIES, INC.
Office #1: 303 Broadway Suite 1200, Cincinnati, OH 45202April 15, 2019 - October 10, 2024
UBS FINANCIAL SERVICES INC.
March 25, 2019 - October 10, 2024
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
FORT WASHINGTON INVESTMENT ADVISORS INC
CRD#: 107126 / SEC#: 801-37235
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2025)
(6/3/2025)
Exams
Series 7TO
Date: 3/25/2019
General Securities Representative ExaminationFINRA
Current Firm
FORT WASHINGTON INVESTMENT ADVISORS INC
CRD#: 107126 / SEC#: 801-37235
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,674 |
| AUM (Assets Under Management) | $ 84,948,848,163 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/30/2025 | ||
| 11/04/2024 | ||
| 06/30/2023 | ||
| 11/04/2022 |
Red Flags
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Company Information
FORT WASHINGTON INVESTMENT ADVISORS INC
CRD#: 107126Cincinnati, OH 45202TRUST BUT VERIFY
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