Vincent R. Digiulio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Robert Digiulio, who also goes by VIncent Robert Diguilio, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1970. Vincent had worked at 12 firms and has passed the Series 63, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 1993 - December 16, 1994
JOSEPHTHAL & CO., INC.
October 11, 1991 - April 8, 1993
SCHNEIDER SECURITIES, INC.
November 9, 1990 - September 30, 1991
JANNEY MONTGOMERY SCOTT LLC
May 18, 1990 - November 14, 1990
TITAN/VALUE EQUITIES GROUP, INC.
August 12, 1988 - May 18, 1990
JONATHAN ALAN & CO., INC.
February 24, 1988 - July 28, 1988
NORTH AMERICAN INVESTMENT CORP.
August 23, 1985 - February 24, 1988
PROVIDENCE SECURITIES, INC.
April 22, 1982 - August 6, 1985
ROONEY, PACE INC.
January 27, 1982 - April 19, 1982
BURGESS & LEITH INCORPORATED
June 7, 1977 - February 10, 1982
F. L. PUTNAM & COMPANY, INC.
July 30, 1973 - July 18, 1977
E. F. HUTTON & COMPANY INC
July 24, 1970 - September 3, 1973
MUTUAL INVESTORS OF RHODE ISLAND INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 11/28/1990
AMEX Put and Call ExamSeries 1
Date: 1/19/1965
Registered Representative ExaminationCurrent Firm
JOSEPHTHAL & CO., INC.
CRD#: 3227 / SEC#: , 8-5651
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOSEPHTHAL CAPITAL GROUP, INC. | PARENT | |
| AGOSTA, SALVATORE FRANK | CHIEF FINANCIAL OFFICER | 1253738 |
| FICHTNER, HENRY ARTHUR | NATIONAL MANAGER-RETAIL DIVISION-VICE PRESIDENT | 1327009 |
| FITZGERALD, PAUL HENRY | CEO - CHAIRMAN - PRESIDENT - CHIEF OPERATING OFFICER - DIRECTOR | 812775 |
| HURLEY, KEVIN BRADY | COMPLIANCE DIRECTOR | 1293748 |
| KRONENBERG, DAVID HIRSCH | CHIEF ADMINISTRATIVE OFFICER | 1799665 |
| MATYCKAS, EDWARD STANLEY | CROP/SROP | 1405961 |
| MCCABE, DONALD GERARD | GENERAL COUNSEL - REGULATION & LITIGATION - ASSISTANT SECRETARY | 1367480 |
| MCNAMARA, DENNIS PATRICK | GENERAL COUNSEL - CORPORATE-VICE PRESIDENT | 2938486 |
Disclosures
| Regulatory Event | 32 |
| Arbitration | 12 |
Red Flags
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