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Albert Di Giulio

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CRD#: 67906
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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Albert Di Giulio Jr, who also goes by Albert Digiulio Jr, Albert Digiulio, was a registered financial professional .

Albert is a previously registered financial professional and started their career in finance in 1968. Albert had worked at 11 firms and has passed the SIE and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Albert Digiulio Jr | Albert Digiulio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 29, 2019 - November 14, 2019

BARRETTO SECURITIES INC

BD
CRD#: 113334
VANCOUVER,
Past

October 17, 2016 - January 16, 2019

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Ocala, FL
Past

August 6, 2001 - November 8, 2016

BARRETTO SECURITIES INC

BD
CRD#: 113334
Lancaster, NY
Past

January 13, 1998 - August 27, 2001

JOHN JAMES INVESTMENTS, LTD.

BD
CRD#: 37672
WILLIAMSVILLE, NY
Past

February 20, 1996 - September 26, 1997

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

November 3, 1994 - January 11, 1996

VISION INVESTMENT GROUP, INC.

BD
CRD#: 28135
Past

January 2, 1992 - December 31, 1993

PMG SECURITIES CORPORATION

BD
CRD#: 27107
ELGIN, IL
Past

March 4, 1975 - January 1, 1978

FIRST JERSEY SECURITIES, INC.

BD
CRD#: 6621
Past

June 15, 1973 - February 12, 1974

INDEPENDENT SECURITIES CORPORATION

BD
CRD#: 262
Past

February 23, 1972 - June 15, 1973

EQUITY FUNDING SECURITIES CORPORATION

BD
CRD#: 1000004
Past

January 7, 1972 - December 22, 1989

GROWTH FACTS,INC.

BD
CRD#: 4413
Past

October 28, 1968 - April 16, 1972

CUSHING PLACE, INC.

BD
CRD#: 1567

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 1
Date: 12/12/1961
Registered Representative Examination

Current Firm

BS
BARRETTO SECURITIES INC
BARRETTO SECURITIES INC | DIGIULIO FINANCIAL SERVICES, INC.

CRD#: 113334 / SEC#: , 8-53342

BD
Terminated by SEC on 11/19/2019
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 12/17/2010
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BARRETTO, LANDONGENERAL PRINCIPAL, CHIEF COMPLIANCE OFFICER5074201

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BARRETTO SECURITIES INC

CRD#: 113334

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