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Albert Di Giulio Jr

CRD# 67906·Registered 1968 - 2019
Previously Registered: Being a previously registered professional could mean that Albert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Albert Di Giulio Jr, who also goes by Albert Digiulio Jr, Albert Digiulio, was a registered financial advisor. Albert was a previously registered financial professional and started their career in finance 1968 - 2019. Albert had worked at 11 firms and has passed the SIE and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Albert Digiulio Jr, Albert Digiulio

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

64 years in the financial services industry

Current & Past Employments

BARRETTO SECURITIES INC·CRD# 113334
BD
Vancouver
January 29, 2019 - November 14, 2019
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Ocala, FL
October 17, 2016 - January 16, 2019
BARRETTO SECURITIES INC·CRD# 113334
BD
Lancaster, NY
August 6, 2001 - November 8, 2016
JOHN JAMES INVESTMENTS, LTD.·CRD# 37672
BD
Williamsville, NY
January 13, 1998 - August 27, 2001
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
February 20, 1996 - September 26, 1997
VISION INVESTMENT GROUP, INC.·CRD# 28135
BD
November 3, 1994 - January 11, 1996
PMG SECURITIES CORPORATION·CRD# 27107
BD
Elgin, IL
January 2, 1992 - December 31, 1993
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
March 4, 1975 - January 1, 1978
INDEPENDENT SECURITIES CORPORATION·CRD# 262
BD
June 15, 1973 - February 12, 1974
EQUITY FUNDING SECURITIES CORPORATION·CRD# 1000004
BD
February 23, 1972 - June 15, 1973
GROWTH FACTS,INC.·CRD# 4413
BD
January 7, 1972 - December 22, 1989
CUSHING PLACE, INC.·CRD# 1567
BD
October 28, 1968 - April 16, 1972

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Current Firm

BS
BARRETTO SECURITIES INC

BARRETTO SECURITIES INC | DIGIULIO FINANCIAL SERVICES, INC.

CRD#: 113334 / SEC#: 8-53342
BD
Terminated by SEC on 11/19/2019

Contact Information

Established

Nevada since 12/17/2010

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BARRETTO, LANDONGENERAL PRINCIPAL, CHIEF COMPLIANCE OFFICER5074201

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Dec 1961

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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