Richard F. Chautin

BLUE CYPRESS WEALTH MANAGEMENT

Baton Rouge, LA

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CRD#: 6789698

Professional summary

Richard Francis Chautin, who also goes by Richie Francis Chautin, is a registered financial advisor currently at BLUE CYPRESS WEALTH MANAGEMENT, LLC located in Baton Rouge, Louisiana.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Richard has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richie Francis Chautin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Richard Chautin, Independent Insurance Agent; 2537 Broussard St Baton Rouge, LA 70808; Start Date: 08/2019; Duties - research of insurance carriers, writing applications, and servicing existing insurance policies; Approx 10 hrs/month devoted to this business. Richard Chautin, Myran's, Inc.; Non-Investment-Related; 1023 Neblett Street, Arnaudville LA 70512; Restaurant/Hospitality Business; Social Media and Website/E-commerce Manager; Start Date: May 2020; Approximately 8 hrs/month devoted to this business, zero (0) during securities trading hours; Duties: Provide business updates and responses to customers through social media, maintain business website, and fulfill online customer order shipments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Francis Chautin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2021 - Present

BLUE CYPRESS WEALTH MANAGEMENT, LLC

RIA

CRD#: 304657

Baton Rouge, LA

Past

July 18, 2019 - December 31, 2020

BLUE CYPRESS WEALTH MANAGEMENT, LLC

RIA

CRD#: 304657

BATON ROUGE, LA

Past

June 20, 2019 - July 19, 2019

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

BATON ROUGE, LA

Past

June 19, 2019 - July 19, 2019

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BATON ROUGE, LA

Past

September 28, 2018 - June 24, 2019

FORESTERS ADVISORY SERVICES, LLC

RIA

CRD#: 164663

Baton Rouge, LA

Past

June 8, 2017 - June 24, 2019

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(1/19/2021)

IAR

Texas
(3/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/8/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BLUE CYPRESS WEALTH MANAGEMENT, LLC

CRD#: 304657 / SEC#:

Louisiana

Registered Investment Advisory firm - (7/17/2019 Approved)

Texas

Registered Investment Advisory firm - (3/10/2021 Conditional Restricted)

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Contact information

Main Address

Baton Rouge, LA

Mailing Address

Phone number

(337) 351-7698

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 11,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard F. Chautin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Francis Chautin's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUE CYPRESS WEALTH MANAGEMENT, LLC

BLUE CYPRESS WEALTH MANAGEMENT, LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT ADVISERS LLC

FORESTERS ADVISORY SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2018

Series 63

Date: 8/10/2017

SIE

Date: 10/1/2018

Series 6

Date: 6/8/2017

Current Firm

BLUE CYPRESS WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUE CYPRESS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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