Richard F. Chautin
Professional summary
Richard Francis Chautin, who also goes by Richie Francis Chautin, is a registered financial advisor currently at BLUE CYPRESS WEALTH MANAGEMENT, LLC located in Baton Rouge, Louisiana.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Richard has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Francis Chautin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2021 - Present
BLUE CYPRESS WEALTH MANAGEMENT, LLC
July 18, 2019 - December 31, 2020
BLUE CYPRESS WEALTH MANAGEMENT, LLC
June 20, 2019 - July 19, 2019
CETERA INVESTMENT SERVICES LLC
June 19, 2019 - July 19, 2019
CETERA INVESTMENT ADVISERS LLC
September 28, 2018 - June 24, 2019
FORESTERS ADVISORY SERVICES, LLC
June 8, 2017 - June 24, 2019
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/19/2021)
(3/18/2021)
Exams
Current Firm
BLUE CYPRESS WEALTH MANAGEMENT, LLC
CRD#: 304657 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 140 |
| AUM (Assets Under Management) | $ 14,750,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
