Elizabeth S. Mckay
PENOBSCOT FINANCIAL ADVISORS
Portland, ME 04101
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CRD#: 6789407
Professional summary
Elizabeth Sandra Mckay, CFP®, who also goes by Elizabeth S Mckay, Libby Mckay, Elizabeth S Thoke, Libby Thoke, is a registered financial advisor currently at PENOBSCOT FINANCIAL ADVISORS located in Portland, Maine.
Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Elizabeth has worked at 2 firms and has passed the Series 65 exam.
Biography
PFA serves clients of all ages and situations with the expectation of working with you for a lifetime. After all, life continually presents new challenges and opportunities – from starting a family and changing jobs to handling inheritance and transitioning into retirement. PFA financial advisors work as a team to learn your unique situation and guide you down a path tailored to you. Our goal is for you to reach yours through a painless, accessible process that’s proactive and personalized.
We offer both Financial Planning + Asset Management or stand-alone Financial Planning at sliding-scale fees.
PFA is also the independent planning group providing the most TIAA retirement plan participants with asset management in New England, so we know the ins and outs of the education sector. We can help you understand TIAA, Fidelity, and other plans and products thoroughly.
As Fee-Only Fiduciary Advisors, PFA does not receive or accept compensation from any source other than our clients. Our investment and planning decisions are only motivated by your best interests and goals.
Question & Answer
What are your service offerings?
Social Security Planning
Investment Planning
Retirement Income Management
Life Transitions
Socially Responsible Investing
Estate Planning
Employee and Employer Plan Ben...
Inheritance
Tax Planning
Comprehensive Financial Planni...
Insurance Planning
Retirement Planning
Do you have an area of expertise or specialization?
Charitable Giving
College/Education Planning
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Socially Responsible Investmen...
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
Elizabeth S Mckay | Libby Mckay | Elizabeth S Thoke | Libby Thoke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Sandra Mckay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
August 5, 2022 - Present
PENOBSCOT FINANCIAL ADVISORS
Office #1: One Monument Square Suite 501, Portland, ME 04101RIA
CRD#: 286211
Portland, ME
Past
September 5, 2018 - January 2, 2022
COATS FINANCIAL PLANNING
RIA
CRD#: 122135
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PENOBSCOT FINANCIAL ADVISORS
PENOBSCOT FINANCIAL ADVISORS | PENOBSCOT WEALTH MANAGEMENT
CRD#: 286211 / SEC#: 801-108988
RIA
Registered Investment Advisory firm - (1/25/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(8/5/2022)
Current Firm
PENOBSCOT FINANCIAL ADVISORS
PENOBSCOT FINANCIAL ADVISORS | PENOBSCOT WEALTH MANAGEMENT
CRD#: 286211 / SEC#: 801-108988
RIA
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Contact information
Main Address
One Monument Square Suite 501, Portland, ME 04101
Mailing Address
Phone number
(207) 990-1901
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,925 |
| AUM (Assets Under Management) | $ 434,543,021 |
Red Flags
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Company Information
PENOBSCOT FINANCIAL ADVISORS
CRD#: 286211Portland, ME 04101TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
