WA
William P. Ashford
WMG FINANCIAL ADVISORS
Morristown, TN 37814
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CRD#: 6789328
WA
Professional summary
William Parker Ashford, who also goes by Parker Ashford, is a registered financial advisor currently at WMG FINANCIAL ADVISORS, LLC located in Morristown, Tennessee.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. William has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Parker Ashford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Morristown West High School - Head coach; Investment related: No; Location: One Trojan Trail Morristown TN 37813; Description: Head tennis coach at Morristown West High School. Paid position with a stipend of $4,000 for position. After business hours with two practices in evenings during the fall and practices and matches from mid February to early May; Responsibilities Duties: Run and organize a high school tennis team in terms of practices and coaching. I will not be doing any fundraising or administrative work; it will be limited to actual practices and matches. All work will take place after trading hours. ; Start date: 2024-09-09; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 5; Contact person at the organization: Calvin Decker ; Website address for the organization: https://mhhsw.hcboe.net/. Lakeway Tennis Association; President/Registered Agent; Not Investment related; 230 Montrose Ave Morristown TN 37813; Description: Unpaid registered agent for Lakeway Tennis Association, a Tennessee non-profit, serving as official state representative; Responsibilities: Oversee group of volunteers to promote tennis for children and adults in the Lakeway area; Start date: 2025-06-24; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Andy Hall.
CRS (Client Relationship Summary) - RIA
Click below to view William Parker Ashford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2023 - Present
WMG FINANCIAL ADVISORS, LLC
Office #1: 923 W 1st N St, Morristown, Tn 37814, Morristown, TN 37814RIA
CRD#: 285824
Morristown, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WMG FINANCIAL ADVISORS, LLC
DAVIS WEALTH PARTNERS | WMG FINANCIAL ADVISORS, LLC | LEGACY WEALTH MANAGEMENT | KAIZEN RETIREMENT PLAN CONSULTANTS, LLC
CRD#: 285824 / SEC#: 801-116718
RIA
Registered Investment Advisory firm - (6/4/2019 Approved)Florida
Registered Investment Advisory firm - (8/16/2019 Terminated)Georgia
Registered Investment Advisory firm - (8/23/2019 Terminated)Louisiana
Registered Investment Advisory firm - (8/19/2019 Terminated)Mississippi
Registered Investment Advisory firm - (8/16/2019 Terminated)Tennessee
Registered Investment Advisory firm - (8/19/2019 Terminated)Texas
Registered Investment Advisory firm - (8/16/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(3/7/2023)
Current Firm
WF
WMG FINANCIAL ADVISORS, LLC
DAVIS WEALTH PARTNERS | WMG FINANCIAL ADVISORS, LLC | LEGACY WEALTH MANAGEMENT | KAIZEN RETIREMENT PLAN CONSULTANTS, LLC
CRD#: 285824 / SEC#: 801-116718
RIA
Registered Investment Advisory firm - (6/4/2019 Approved)Florida
Registered Investment Advisory firm - (8/16/2019 Terminated)Georgia
Registered Investment Advisory firm - (8/23/2019 Terminated)Louisiana
Registered Investment Advisory firm - (8/19/2019 Terminated)Mississippi
Registered Investment Advisory firm - (8/16/2019 Terminated)Tennessee
Registered Investment Advisory firm - (8/19/2019 Terminated)Texas
Registered Investment Advisory firm - (8/16/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
620 Mabry Hood Road Suite 101, Knoxville, TN 37932
Mailing Address
Phone number
(865) 290-4000
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,940 |
| AUM (Assets Under Management) | $ 614,890,081 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
